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David James, CRCP

David James, CRCP

Followers of David James, CRCP1000 followers
location of David James, CRCPFranklin, Tennessee, United States

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  • Timeline

  • About me

    Chief Compliance Officer at PWA and PNFP Capital Markets, Inc.

  • Education

    • Beech High School

      1980 - 1983
      High School

    • Wharton Business School

      2012 - 2012
      CRCP FINRA Institute at Wharton CRCP program

    • University of Tennessee-Knoxville

      1984 - 1987
      Bachelor of Science (BS) Finance, General

  • Experience

    • Wiley Brothers

      Jan 2002 - Jan 2011

      • Head of Equity Trading

        Jan 2008 - Jan 2011

      • Recruiter

        Jan 2002 - Jan 2008

    • TrustCore Financial Services

      May 2011 - Feb 2015
      Chief Compliance Officer

      CCO of RIA and BD with AUM in excess of $1 billion.

    • Pinnacle Financial Partners

      Mar 2015 - now
      Chief Compliance Officer

  • Licenses & Certifications

    • CRCP

      FINRA