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Susan Rall

Susan Rall

Followers of Susan Rall1000 followers
location of Susan RallCity of Johannesburg, Gauteng, South Africa

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  • Timeline

  • About me

    Compliance Practice Lead (CPrac) and Certified Ethics Officer RMB

  • Education

    • Compliance Institute

      -
      CPrac (designation) Regulatory Risk Management

    • University of Johannesburg

      -
      Post graduate diploma in compliance management

    • The Open University

      2001 - 2005
      Master of Business Administration (MBA) Business Administration and Management, General

  • Experience

    • FNB Corporate & Investment Banking

      Jun 2001 - Sept 2008

      Coordinate all internal and external audits and ensure corrective actions have been implemented Ongoing risk assessments Management of Ombudsman queriesEnsure stakeholder compliance to security standards Manage profitability of the productDefine and map business processesRepresentative at industry meetings Member of Payment Clearing House teamMaintain user rules governing Electronic Fund Transfers

      • Risk Analyst

        Sept 2006 - Sept 2008

      • Product Manager

        Jun 2001 - Sept 2006

    • FNB South Africa

      Oct 2008 - Jul 2011
      Compliance Officer

      Write and update compliance policies and procedures and ensure consistent application across business.Drafting of Risk Management Plans Conduct monitoring to assess level of compliance to regulatory requirements Governance reportingManagement of sanctions screening for cross border transactions Facilitate compliance training

    • Rand Merchant Bank

      Aug 2011 - now
      Compliance Manager

      I take overall responsibility for the compliance function for my portfolio in managing key legislation focusing om AML/CTF, Anti-bribery and Corruption, Data Privacy (POPIA/GDPR), and Human Capital legislation. I am also responsible to manage the Business Conduct as well as Occupational Health and Safety programs for RMB. I am skilled in report writing and monitoring and effectely drives the compliance culture within business.

  • Licenses & Certifications

    • Compliance Institute of South Africa

      Cprac Compliance Practisioner

    • Certified Ethics Officer

      The Ethics Institute
      Oct 2021