Adnan Naveed

Experience

• 

  National Bank of Pakistan

  Apr 2010 - May 2024

  Conducting the Information System Audits of Bank’s Branches as per the annual audit plan (Out of total 1290 NBP Branches). The Major control areas such as General Controls, Organizational Controls, Continuity of Operations (Disaster Recovery and Business Continuity Plan), Operating System Platform Security, Network Security Controls, Application Level Security Controls and ATM are examined during the audit of Branches and ITC. Branches are shifting to the SAP based Core Baking Application system.Conducting the risk based Information System Audit of IT Applications system audits Pre and Post Implementation review and to evaluate and ensure data confidentiality, integrity and availability Conducting the Information system audit of IT Centers to review the technical and administrative controls, system/module implementation, implementation of security features, ensure the implementation of It security policy in branches, user creation and maintenance procedure and documentation. (Total 12 IT Centers that are located at different cities of Pakistan). The IT Centers are providing the IT Support for the branches comes under its jurisdiction.Since last three years the Bank is shifting its banking system into a new centralized solution i.e. Core Banking Application (CBA) IT System, which is an ERP solution with different modules such as SAP GL (GL Abstract / Profit & Loss, SAP Human Capital Management) Branch Operation Module, Reporting Module and the same I am conducting the audit of these CBA branches. Furthermore, I am also reviewed the procedure of User Acceptance Testing (UAT) phases of different module of CBA before its final implementation. Preparation and revision of Audit Checklist.Quality Assurance Review of Audit Reports.Prepare checklist for Off-Site monitoring of branches from Head Office & Regional Audit Offices. Coordinator / Focal Person from Audit & Inspection Group for developing MIS Portal for off-site review of branches with IT Division. Show less Perform analysis on Diarized Audit Findings (DFAs), Special letters and prepare different analytical reports for Deputy Chief / Group Chief A&IG.Prepare presentations & Memo for Board Audit Committee.Review & Updation of Diarized Audit Findings CriteriaThe audit verification of loan write off / settlement proposal including review & forwarded to concerned quarters. Issuance of circulars /guidelines for Audit &Inspection Offices (s).Review & updation of Audit check lists of branch operations.Review & Updation of formats of periodical returns received from Audit & Inspection Offices for improvement.Coordinate with Audit & Inspection offices for preparing & implementing the Audit Plan and get approval from Board Audit Committee.Prepared Annexures regarding the audit observation for the field auditors. Review the DAF related to IS Audits Prepared Institutional Risk Management Framework (IRAF)-2012 relevant to Audit & Inspection Group.Prepared checklist & Control Manual for International Donor Fund Revolving Accounts (as per instruction of SBP) maintained at Main Branches of NBP.Part of Team for implementation of Business Process Re-engineering (BPR) & COSO Framework and conduct exercise of Historical Loss Data at A&IG. In coordination with Regional Audit Offices prepared Check List for Special Audit of Govt. Collection and coordinate in conducting audit of Govt. receipts across NBP. Prepared analysis of audit findings observed during audit of Govt. Collections and presented to Board Audit Committee Show less

  • Senior Financial Auditor

    Apr 2022 - May 2024

  • Information Technology Auditor

    May 2012 - Apr 2022

  • Internal Auditor

    Apr 2010 - May 2012
• 

  ICBC Ltd Pakistan Operations

  Feb 2024 - now

  Senior Manager Internal Audit

  • Preparing IAP for Entity Processes in coordination with Head of Internal Audit • Assist Head Internal Audit to allocate resources to Audit Engagements • Review Engagement with respect to Quality Assurance according to IIA Standards• Conduct Validation of ICFR testing with respect to Entity Level Controls & Function Level Controls • Conduct Audit of Various Processes including Trade Finance, General Banking Operations, Corporate Credit, Management Audits etc. • Conducts Audits required by SBP i.e. TBML Review, AML / CFT Review, e-CIB Audits, SDV Review, FCY Loan Registration etc Show less