Lauriane Decline, CFA

Experience

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  KPMG France

  Dec 2009 - Sept 2010

  Assistant Audit Financial Services
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  KPMG Switzerland

  Oct 2010 - Jun 2012

  -Audit team management-External Financial Audit of banks and asset management companies-Regulatory Audit of banks and asset management companies-Analyis and reporting Audit Reports

  • Senior Assistant Audit Financial Services

    Oct 2011 - Jun 2012

  • Assistant Audit Financial Services

    Oct 2010 - Sept 2011
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  BBGI Group

  Jul 2012 - Jan 2016

  Head of Risk & Compliance

  ⦁ Analysis and drafting Risk & Compliance annual reports of the Company⦁ Design and Review of Risk & Compliance related internal directives and procedures ⦁ Analysis and drafting Risk & Compliance self-assessments to mitigate any regulatory exposure, financial and reputational risk⦁ Management of relationships with third parties (regulator/ auditor/ custodian banks etc...)Risk Management⦁ Design, Review and Analysis of the company‘s risk mapping as well as related controls⦁ Control of investments constraints for Institutional & Private Clients and any other regulatory onesCompliance Management (asset management and private banking activities)⦁ Design, implement and review AML Policy (AML/KYC/ PEP/ Cross-Border/ Sanctions)⦁ Analysis and drafting SAR reports to MROS⦁ Analysis and investigations of unusual transactions⦁ Review and Analysis of KYC⦁ Review of High Risk and PEP Client⦁ Training on AML / KYC & KYT Suitability Show less

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  Credit Suisse

  Feb 2016 - Jul 2018

  Compliance officer, Investigations & Reviews

  ⦁ Advice and recommendations to Business and Management on all Compliance matters: AML/KYC/ PEP/ Cross-Border/ Sanctions, for Private and Commercial clients⦁ Analysis and investigations of transactions of complex structures (2nd level)⦁ Analysis and investigations of unusual transactions (2nd level)⦁ Training delivery on AML / KYC & KYT Suitability

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  Edmond de Rothschild

  Aug 2018 - Oct 2022

  ⦁ Investigation, analysis and development of MROS reports⦁ Review and investigation of Financial Crime alerts generated (Money-Laundering / Sanctions / Adverse information) to define if matches occurring are valid Financial Crime risks (2nd level transactions and name screenings)⦁ Optimization of internal processes, review and drafting internal guidelines⦁ Control (2nd line of defense) on cash transactions and tax compliance aspects⦁ Support and advice to the Front Line and Management (special clarifications) Show less

  • Internal Auditor

    Jan 2020 - Oct 2022

  • Compliance officer, Investigations and Controls

    Aug 2018 - Dec 2019
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  ONE swiss bank

  Sept 2023 - now

  Senior Compliance Officer