Royce N. Nies, CFP

Experience

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  Dain Bosworth, Inc

  Jul 1975 - Mar 1997

  Investment Executive Vice President and Assistant Branch Manager

  Started with Dain Kalman and Quail in 1975 as a Registered Representative

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  Nies Schluchter & Associates

  Mar 1997 - Apr 2000

  President
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  D.E. Frey & Company

  Mar 1997 - Oct 2000

  • President and COO

    Apr 2000 - Oct 2000

  • Investment Executive

    Mar 1997 - Apr 2000
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  First Allied Securities

  Oct 2000 - Dec 2002

  • Executive Vice President

    Oct 2000 - Dec 2002

  • CEO Denver Division

    Oct 2000 - Jul 2001
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  Nies Financial Group Inc

  Dec 2002 - Mar 2011

  President

  I have been in the financial services industry since 1975. I am a life-long resident of Central Minnesota and strive to demonstrate leadership in the community and professionalism in my business. Helping clients reach their Financial Goals have been a career long mission of mine. My mission has been and is, to improve the quality of life of my clients, helping them clarify, set and achieve their financial goals as well as life objectives.

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  BerganKDV

  Mar 2011 - Oct 2015

  Since 1946 KDV has been a CPA, business advisory and wealth management firm, offering a full range of business and financial services. For the past 40 years I have worked with small businesses and individuals to help increase efficiency and help them reach their financial goals. Our solutions at KDV save clients time and improve financial performance. Areas of expertise include Income Tax Planning and Compliance, Business Successions, Outsourced Payroll, Outsourced Technology, Outsourced 401(k), Outsourced Accounting, Business Valuation, M&A, Trust & Estate, Wealth Management and Audit Services. Show less

  • Business-Development Officer

    Jul 2014 - Oct 2015

  • Chief Compliance Officer

    Jan 2013 - Jun 2014

  • Financial Advisor

    Mar 2011 - Jan 2013
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  Stonebridge Capital Advisors

  Nov 2015 - now

  Portfolio Manager

  Stonebridge Capital Advisors is located in St. Paul, MN and serves high net worth individuals, foundations and endowments in creating customized, individually managed portfolios. Stonebridge's focus on high caliber service and stability in portfolios is a ideal mix with my personalized style of client service. As a Portfolio Manager, I create customized portfolio's incorporating fix income and equity securities. I only invest in "investment grade" corporate and tax exempt bonds and invest in large capitalized stocks for growth, growth and income, or dividend income. At Stonebridge Capital Advisors there are no two portfolio's that are exactly the same.As a Portfolio Manager I have the perfect opportunity to continue my skills in an advisory capacity. Show less