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Christopher Mack CIM, FCSI

Chief Compliance Officer, Options Supervisor, Supervisor for Managed Accounts

65 followers

Montreal, Quebec, Canada

Connect with Christopher Mack CIM, FCSI to Send Message

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Timeline
About me
Chief Compliance Officer at Rothenberg Wealth Management Inc., Westmount, Quebec
Education
- Industry Courses
  2004 - 2020
  2004 - Canadian Securities Course (with Honours)2004 - Partners, Directors and Senior Officers Course (with Honours)2007 - Branch Manager's Course (with Honours)2008 - Wealth Management Essentials Course2009 - Effective Management Seminar2014 - Advanced Investment Strategies (with Honours)2017 - Portfolio Management Techniques2019 - Chief Compliance Officers Qualifying Exam2020 - Derivatives Fundamentals and Options Licensing Course (with Honours)2020 -… Show more 2004 - Canadian Securities Course (with Honours)2004 - Partners, Directors and Senior Officers Course (with Honours)2007 - Branch Manager's Course (with Honours)2008 - Wealth Management Essentials Course2009 - Effective Management Seminar2014 - Advanced Investment Strategies (with Honours)2017 - Portfolio Management Techniques2019 - Chief Compliance Officers Qualifying Exam2020 - Derivatives Fundamentals and Options Licensing Course (with Honours)2020 - Options Supervisor Course (with Honours) Show less
- McGill University
  1999 - 2001
  Certficate in Software Engineering
  Completed the 2-year computer programming certificate with a 3.94 GPA, earning a place on the Dean's List.
Experience
- Rothenberg Wealth Management
  Dec 1995 - now
  Chief Compliance Officer, Options Supervisor, Supervisor for Managed Accounts
Licenses & Certifications
- Chartered Investment Manager (CIM)
  Canadian Securities Institute (CSI)
  Mar 2018