
Ria Grobler
Candidate Legal Practitioner

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About me
Compliance Officer | Admitted Legal Practitioner of the High Court of Namibia | Policy Analyst | Legal Advisor | LLB Law (Cum Laude) graduate
Education

Justice Training Centre Namibia
2017 - 2018JTC Legal
Windhoek Afrikaanse Private School
2009 - 2011Matric I.E.B
Windhoek High School
2007 - 2008
University of South Africa/Universiteit van Suid-Afrika
2011 - 2016Bachelor of Laws - LLB Cum laude
University of Namibia
2017 -Legal Practitioners Qualifying exam Law
Experience

Du Pisani Legal Practitioners
Jan 2017 - Sept 2017Candidate Legal Practitioner• Drafting of legal documents • Drafting of Pleadings • Administration of estates • Drafting ante-nuptial contracts • Legal research • Assisting with Collections • Conveyancing related matters: bonds, transfers etc. • Daily correspondence with clients and staff.
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SEENA Legal Consult (Pty) LTD
Aug 2017 - Apr 2020Legal Advisor• Assistance and advice regarding the Affirmative Action Act, 29 of 1998. • Consultations and on-site visits with clients. • Attend and minute on-site meetings with the Employment Equity committee of each client.• Discussion of employment practices, identifying barriers and preparation of a three-year Affirmative Action plan with measures to eliminate identified barriers. • Drafting and furnishing the client with an Employment Equity plan. • Conducting a workforce analysis and preparation of statistical reports. • Preparation of evaluation reports. • Submission and follow-up of legal documents at Employment Equity Commission. • Attending to any shortcomings that may be issued by the Employment Equity Commissioner following submission. • Assisting clients to become NEEEF compliant within the parameters of NEEEF. • Ensuring NEEEF implementation within the norms of Corporate Governance. • Drafting/compiling BEE/NEEEF certificates & scorecards. • Marketing of products offered – Employment Equity, BEE/NEEEF, Labour & SEENA training. Show less

Namibia Savings and Investment Association
May 2020 - Dec 2022Policy Analyst• Responsible for conducting research and analysis on current and future policies and regulations governing the non-banking financial institutions in Namibia. • By working closely with the policy maker, Regulator and member organisations, provide input into news, policies and regulations for non-banking financial sectors. • Drafting reports, policy papers and submissions on behalf of NaSIA to members and other stakeholders. • Providing technical support and advice to NaSIA sub-committees, working group and other structures on laws and regulations related to the financial services industry in Namibia. • Liaises with relevant regulators and stakeholders on behalf of members. • Developing content for NaSIA publications and stakeholders’ communications. • Assisting with the development of content for training and other skills development needs. Show less

Sanlam Investments
Jan 2023 - nowCompliance Officer
Licenses & Certifications

FIA Awareness Training
Etude Risk ManagementApr 2023
Governance, Risk & Compliance Training
PwCApr 2022
AML course: Namibia
SanlamMar 2023
Compliance Risk Management Training Basic Course
PwCOct 2018%20LTD.webp)
Initiator & Disciplinary Training
SEENA Legal Consult (Pty) LTDApr 2018%20LTD.webp)
Junior Management Training
SEENA Legal Consult (Pty) LTDJan 2018
Bachelor of Laws (LLB) Cum laude
University of South Africa/Universiteit van Suid-AfrikaJul 2016
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