Moshe L.

Experience

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  Zweig-Dimenna Associates

  Jan 1996 - now

  Chief Compliance Officer and Deputy General Counsel

  Panelist or Moderator:• FRA Operations & Compliance for Alternative Investment Funds, June 21, 2017, “SEC Audit and Compliance Best Practices – How Current Examinations Will Shape Your Fund’s Compliance Culture”• ALM Hedge Fund GC Summit, September 28, 2016, “OCIE Cybersecurity and Other Market-Wide Risks”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 18, 2016, “Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and what should Private Investment Funds be doing about it?”• RCA Enforcement, Compliance & Operations Symposium, May 17, 2016, “Upgrading Compliance Supervision, Surveillance, Testing and Reviews”• RCA Practice Edge Session, December 15, 2015, “The FCPA and the Rise of Global Anti-Corruption Enforcement”• ALM Hedge Fund GC Summit, October 20, 2015, “Mitigating Cybersecurity Risks to Comply with OCIE”• RCA Practice Edge Session, October 15, 2015, “Building a Compliance Program to Support Expert Network Use”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 29, 2015, “Tackling Key Regulatory and Compliance Issues that Private Investment Funds are Facing”• RCA Practice Edge Session, July 9, 2015, “Upgrading Compliance Supervision, Surveillance, Reviews and Remediation”• RCA Enforcement, Compliance & Operations Symposium, May 6, 2015, “Implementing a Comprehensive Cybersecurity Program – Regulator & Allocator Case Study” • ACI Private Equity and Hedge Fund Summit on FCPA, Economic Sanctions and AML Risk, March 31, 2015, “Proven Strategies to Improve the Compliance Process in your Organization”• FRA Private Investment Funds Compliance Master Class, February 17, 2015, “Foreign Corrupt Practices Act: Elements of an Effective Policy for Your Fund”• ALM Hedge Fund GC Summit, October 2, 2014, “Best Practices for Complying with SEC Cybersecurity Preparedness Exams: Lessons Learned from the OCIE Risk Alert” Show less

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  Brenton Point Wealth Advisors LLC

  Mar 2017 - now

  Chief Compliance Officer and General Counsel

  Panelist or Moderator:• RCA Compliance Officer Roundtable, May 19, 2021, "Small to Mid-Size Firms Roundtable"• RCA Enforcement, Compliance Vision 2021 Symposium, November 7, 2019, “CCO Compliance Climate Change”• RCA Enforcement, Compliance & Operations Symposium, May 8, 2019, “Enforcement, Compliance and Operations - Confidential Practice Discussion Group”• RCA Compliance, risk and Enforcement, November 8, 2018, “CCO Challenges and Priorities 2019”• RCA Enforcement, Compliance & Operations Symposium, May 15, 2018, “Addressing Conflicts of Interest in a Shifting Fiduciary Rule Environment”• YJP General Counsel Conference, January 23, 2018, "Keeping the Audience in Mind - Creative Compliance Training"• FRA Private Investment Fund Due Diligence and Safeguarding Summit, November 14, 2017, “Cybersecurity: Results from the OCIE Risk Alert”• RCA Compliance Risk & Enforcement, November 7, 2017, “The Art of Successfully Communicating and Negotiating with Regulators” Show less