Peter Howell

Peter Howell

Plan Compliance and Risk Oversight - Intern

Followers of Peter Howell365 followers
location of Peter HowellKansas City Metropolitan Area

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  • Timeline

  • About me

    Program Management Director - PMP - FINRA Series 7 - GS - Full Registration/General Securities Representative

  • Education

    • University of Colorado Denver

      2015 - 2017
      Bachelor of Science - BS Finance and Financial Management Services 3.88 GPA - Summa Cum Laude

      Activities and Societies: Finance Tutor Portfolio Management Club ★ Graduated with highest honors in double emphasis program for Finance and Risk Management

  • Experience

    • TIAA Bank

      Jun 2016 - Aug 2016
      Plan Compliance and Risk Oversight - Intern

      Client Services and Technology★ Reviewed implementations and drafted legal documents for clients★ Collaborated with TIAA legal counsel on client negotiations

    • TIAA

      Jun 2017 - Aug 2020

      Institutional Retirement Plan Services - Manage and implement over 20 client projects simultaneouslySelected Achievement:★ Trained 12 new hires with target 2020 Goal: 500+ cases and over $1 billion in Assets Under ManagementKey Functions:★ Collaborate cross-functionally with marketing, sales, and IT to identify project requirements and resource needs★ Clarify then align client goals to tailored solutions in partnership with internal and external stakeholders★ Maintain accountability of project/implementation success and ensure deliverables are met on time★ Act as single point of contact for project stakeholders and business partners through open lines of communication★ Acts as liaison between team members, company department, and outside consultants★ Assess project outcomes and results and documents for audit purposes★ Maintains system for tracking and reporting project progress★ Leads the project’s completion from a data perspective Show less Led the data stewardship council meetings and created agendas for and presented to internal stakeholders across the enterprise★ Worked with a team of data analysts to determine best practices and develop actionable insights and recommendations for business projects and issues★ Developed data reports for stakeholders at all levels of the organization★ Monitored data trends through Key Risk Indicators and data visualization tools and recommended solutions for IT directors and project managers Show less

      • Transition Data Lead

        Jul 2019 - Aug 2020
      • Associate Development Program - Business Analyst

        Apr 2018 - Jul 2019
      • Associate Development Program - Data Analyst

        Jun 2017 - Apr 2018
    • Empower

      Jul 2020 - now
      • IT Transformation Director

        Aug 2024 - now
      • Senior Project Manager

        Jul 2020 - Aug 2024
  • Licenses & Certifications

    • Series 7 - General Securities Representative

      FINRA
      May 2018
      View certificate certificate
    • Project Management Professional (PMP)®

      Project Management Institute
      Jun 2021
      View certificate certificate
    • Colorado State Life and Health Insurance

      Colorado Department of Regulatory Agencies
      May 2018
    • Series 63 - Uniform Securities Agent State Law Examination

      FINRA
      Jun 2018
      View certificate certificate
  • Honors & Awards

    • Awarded to Peter Howell
      Project Management Professional (PMP) Project Management Institute Jun 2021 Peter Howell earned his PMP certification through the Project Management Institute (PMI)
    • Awarded to Peter Howell
      Summa Cum Laude Graduate University of Colorado Denver Graduated with highest honors with a GPA of 3.88 in my double emphasis program in Finance and Risk Management.
    • Awarded to Peter Howell
      TECHNICAL SKILLS - Tableau ★ Advanced Microsoft Excel skills ★ Visio - Flow Charts ★ Microsoft Office ★ SQL basic queries; Actively completing SQL Certification through Udemy.com – SQL Bootcamp -
  • Volunteer Experience

    • Women's Basketball Practice Coach

      Issued by Colorado State University on Jan 2014
      Colorado State UniversityAssociated with Peter Howell