Luan Carlo Stein

Experience

• 

  WEG

  May 2018 - Sept 2018

  International Treasury
• 

  EY

  Sept 2018 - Oct 2020

  Auditor Financial Services

  Specialist in carrying out financial services work, balance sheet audits in medium and large financial institutions, carrying out tests based on the application of the company's methodology, corporate governance and IT, analysis and understanding of operations related to the financial and accounting market. Preparation of documentation, memos, flows, interviews, discussion of work-related issues directly with the client and understanding of areas and internal controls. Use of advanced excel to run tests. Show less

• 

  Viacredi

  Nov 2020 - Mar 2021

  Internal Controls, Risk, and Compliance Analyst

  Creation of a risk matrix, development and mapping of risks and internal controls in areas of the financial institution, analysis of business rules and functional requirements, IT governance, change management, preparation of flows, interviews, discussion of matters directly with the area . Internal and external audit scope work, Central Bank of Brazil resolutions, mapping of audit points and action plans for better development of the areas. Support and support in strategic planning decisions.

• 

  TATICCA - ALLINIAL GLOBAL | Audit | Advisory | Corporate Finance | Outsourcing | Tax |

  Mar 2021 - Aug 2022

  Senior Due Diligence

  Carrying out due diligence and auditing work in industries, cooperatives, startups and medium and large telecoms, development of M&A reports (Mergers and Acquisitions), Due Diligence procedures, corporate governance and IT management. Internal and external audit scope work, risk and fraud mapping, preparation of memos and management reports, analysis of controls and life cycle of processes and products. Planning, guiding, supervising and conducting work with the assigned team.

• 

  EY

  Aug 2022 - Apr 2023

  Financial and Accounting Specialist

  Audited credit unions, FinTechs, and startups, evaluating financial and operational risks.Applied auditing methodologies and BCM to ensure operational resilience.Performed internal control testing based on ISO 22301 and corporate governance best practices.Prepared financial statements, reports, and operational impact (BIA) analyses.Used advanced Excel for testing and risk scenario modeling.Supervised audits to ensure compliance with regulatory and continuity requirements.

• 

  LSP Soluções Empresariais

  Feb 2024 - Apr 2025

  Senior Risk and Internal Controls Analyst

  Assessed operational and financial risks; mapped processes and identified risks, existing controls, and vulnerabilities.Developed and maintained the risk and control matrix aligned with business impact analysis (BIA).Supported structuring and implementing Business Continuity Plans (BCPs) alongside internal controls and IT teams.Conducted SOX matrix reviews, gap analysis, and testing of critical control effectiveness.Monitored and reviewed internal controls and continuity strategies to mitigate disruptions. Show less

• 

  Asaas

  Oct 2024 - now

  Internal Controls and Risk Management Analyst