Nadiné Smith

Nadiné Smith

Admin

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location of Nadiné SmithPolokwane, Limpopo, South Africa

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  • Timeline

  • About me

    Compliance Manager

  • Education

    • Milpark

      2015 - 2017
      Higher Certificate in Financial Planning Financial Planning and Services NQF5

      Law, Retirement and investment planning, Income tax, Risk planning, Wills and deceased estates, Relationship marketing

    • PHS

      2000 - 2005
      Matric

      Activities and Societies: Target Practice, Hockey, Athletics

    • Moonstone Business School of Excellence

      2024 - 2027
      Occupational Certificate: Compliance Officer (NQF 6) Semester 1 - 2024 Compliance and Risk Management NQF6

      Activities and Societies: (CISA) The Compliance Institute Southern Africa is recognised as the professional body for compliance officers. The Institute is one of the founding members of the International Federation of Compliance Associations (IFCA). IFCA awards the International Certified Compliance Professional (ICCP) designation to holders of our CPrac (SA) and CProf (SA) designations. The ICCP designation is recognised in participating IFCA member countries. Compliance Practitioner (SA) / CPrac (SA)The Institute has developed the Occupational Certificate: Compliance Officer (NQF 6) which consists of 240 credits. It is registered with the Quality Council for Trades and Occupations (QCTO) and the South African Qualifications Authority (SAQA).An occupational qualification is a qualification associated with a trade, occupation or profession, resulting from work-based learning and consisting of the knowledge, practical skills and work… Show more Compliance Practitioner (SA) / CPrac (SA)The Institute has developed the Occupational Certificate: Compliance Officer (NQF 6) which consists of 240 credits. It is registered with the Quality Council for Trades and Occupations (QCTO) and the South African Qualifications Authority (SAQA).An occupational qualification is a qualification associated with a trade, occupation or profession, resulting from work-based learning and consisting of the knowledge, practical skills and work experience standards as defined in the curriculum. It differs from an academic-style qualification in that the work experience forms part of the credits of the qualification. In short, if the learner does not have the work experience detailed in the curriculum, s/he cannot obtain the qualification. A certain portion of the work experience may be simulated. Show less

  • Experience

    • 2K Express Couriers

      Dec 2005 - Dec 2006
      Admin

      Processing of Waybills

    • Multinet

      Feb 2006 - Sept 2006
      Cashier

      Banking, activating new Multichoice subscription clients and assisting clients on their account queries

    • Speed Services

      Feb 2007 - Apr 2007
      Administration

      Waybills, tracking and tracing of parcels and switchboard operator

    • Ellies Electronics

      May 2007 - Nov 2010

      General office work, Elsat rentals customer care, receiving/distributing and monitoring of vouchers throughout the Limpopo region, handling calls of customer queries, manage division in absence of manager General office work, internal/external functions, scheduling of appointments, reports, manage all corporate projects, quotes, telephone queries, manage division in absence of manager Picking slips, invoicing, scanning and renaming documents, customer queries on stock deliveries, filing of invoices and pod's, switchboard operator

      • Customer Care Liaising Officer

        Dec 2008 - Nov 2010
      • Internal Co-ordinator

        May 2008 - Dec 2008
      • Administration

        May 2007 - Apr 2008
    • Workforce

      Feb 2011 - Apr 2011
      Snr. HR Administrator, Manhattan mining

      Time keeping, Payroll

    • Ellies Electronics

      May 2011 - Dec 2013

      Stock – computer controls, capturing, ordering and stock take. Stock – receiving and dispatching. Interpreting company policies to workers and enforcing safety regulations. Determine work procedures, prepare work schedules and expedite workflow. Assign duties and assess work for exactness, neatness and conformance to policies and procedures. Establishing or adjusting work procedures to meet warehouse demands as dictated by production schedules and work flow. Maintain an orderly and neat stock and receiving area. Spot check all work areas in a timely manner to ensure cleanliness and neatness. Recommending measures to improve quality of service, increasing efficiency of department and work crew and equipment performance. Show less

      • Receiving Supervisor

        Dec 2012 - Dec 2013
      • Dispatch Clerk

        May 2011 - Dec 2012
    • CEB Maintenance

      Dec 2013 - Apr 2015
      Storeman

      Stock controller, Stock – computer controls, capturing, ordering and stock take. Stock – receiving and dispatchingEstablishing or adjusting work procedures to meet warehouse demands as dictated by production schedules and work flow. Maintain an orderly and neat stock and receiving area.

    • Niel Anderson Investments

      Apr 2015 - Jan 2020
      New Business Administrator

      Provide support to Financial Planners. Execute intermediary services and maintain all relevant compliance records in accordance with the FAIS act. Receive and execute tasks and instructions via email etc. Prepare reports and correspondence, typing, data capturing. Review and maintain ongoing instructions and client portfolios. Assist individual & groups of advisors in new client acquisition Manage all advisor calendars for client meetings Assist in obtaining prospect information and prepare forms or agreements to complete sales Research and investigate available investment opportunities to fit into financial plans Process time sensitive financial and legal documents. Follow-up activities, including feedback procedures and referencing Determine work procedures, prepare work schedules and expedite workflow. Answer telephones, direct call and take messages. Compile, copy, sort and file records of office activities, business transactions amongst other duties. Operates office machines, such as photocopiers and scanners, facsimile machines. Maintain and update filing, inventory, mailing, and database systems using a computer. Review files, records, and other documents to obtain information to respond to requests. Type, format, proofread and edit correspondence documents using a computer. Assess work for exactness, neatness and conformance to policies and procedures. Recommending measures to improve quality of service, increasing efficiency Assist to solve problems and make informed decisions affecting service and productivity Maintain professional internal and external relationships that meet company core values. Maintain an effective working team relationship with all supporting departments. Show less

    • Kainos Group (Pty) Ltd.

      Feb 2020 - Jan 2021
      Broker Support

      New Business, Servicing, Manage Enquiries, Feedback to Advisors, Unpaid Reports, General Housekeeping, Safekeeping of secure documents, Occupational Health and Safety.

    • Niel Anderson Investments

      Feb 2021 - now

      Under Supervision Promoted

      • Compliance Manager

        Mar 2022 - now
      • Internal Compliance Officer

        Feb 2021 - Mar 2022
  • Licenses & Certifications

    • Class of Business: Long-term Insurance

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • Class of Business: Short-term Insurance Commercial lines

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • RE1 Regulatory Examination: FSPs and Key Individuals in all Categories of FSPs

      Financial Sector Conduct Authority
      Jun 2021
    • Class of Business: Health Service Benefits

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • Class of Business: Investments

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • Class of Business: Short-term & Long-term Deposits

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • Class of Business: Short-term Insurance Personal lines

      Milpark Education - School of Financial Planning and Insurance
      Dec 2022
    • RE5 Regulatory Examination: Representatives in all Categories of FSPs

      Financial Sector Conduct Authority
      Aug 2019
    • Senior Certificate

      PHS
      Dec 2004
    • Higher Certificate in Financial Planning

      Milpark Education
      Mar 2018