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Gwen MacGregor

Gwen MacGregor

Examiner/Field Supervisor

location of Gwen MacGregorDallas-Fort Worth Metroplex

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  • Timeline

  • About me

    Director, Financial Crimes Surveillance at Fidelity Investments, CAMS

  • Education

    • Texas A&M University

      -
      Bachelor of Business Administration Finance

      Activities and Societies: Alpha Phi Omega, Delta Sigma Pi

  • Experience

    • FINRA

      Jan 1988 - Jan 1996
      Examiner/Field Supervisor

    • Grapevine-Colleyville ISD

      Aug 2005 - Mar 2016
      Teacher

    • Fidelity Investments

      Mar 2016 - now

      I manage a due diligence team of 20 investigators at Fidelity Investments. My team mitigates risk by investigating 3rd party relationships for potential regulatory, financial, legal, and reputational risks.

      • Director, Financial Crimes Surveillance

        Jan 2024 - now

      • Senior Manager, AML Surveillance

        Oct 2021 - Jan 2024

      • Senior Manager, Due Diligence

        Oct 2018 - Oct 2021

      • Manager, Due Diligence

        Oct 2017 - Oct 2018

      • Due Diligence Investigator

        Mar 2016 - Oct 2017

  • Licenses & Certifications

    • Series 24 - General Securities Principal

      FINRA
      Mar 2022

    • Series 7 - General Securities Representative

      FINRA
      Feb 2022

    • Certified Anti-Money Laundering Specialist (CAMLS)

      ACAMS
      Mar 2023
      View certificate certificate