Punit Gupta

Experience

• 

  EClerx Services LTD

  Nov 2010 - Nov 2018

  Process Manager

  Business Analytics – Data mining and analytics-Pre-scoping, identification of problem/opportunities-Data set gathering and detailed analysis-Preparing Business Requirements Document-Liaising with different Development and Technology teams explaining them the Business Requirements-Performing User Acceptance Testing (UAT)-Smooth On-boarding/Implementation of the changeTeam management-Managing a team of 21 personnel-Top day clearing- Trade allocation and matching-Ensuring correct allocations of trades via internal checks and recons-Top day reconciliation between source application Clearvision and its downstream GMI to ensure correct data flow-T+1Reconciliation between GMI vs exchange; GMI vs GMI (inter-regional) and GMI vs Broker-Manual Trade Entry in downstream GMI-Checking on the open positions and reporting the same to concerned team-Averaging of trades in downstream GMI-Sending EOD statements to client-Ensuring all the daily SLAs are met-Strategic activities like resource allocation planning and creating backup for key member/ position-Preparation of BPD, SOP, Checklist, FMEA and other key process documentsClient Engagement-Communicating with clients answering queries on a daily basis -Liaising with FO / MO / internal desks in case of any discrepancies and ensuring system updates-Metrics preparation for Weekly/Monthly/Quarterly Business review -Leading Weekly/Fortnightly/Monthly Business review calls with stakeholders-Training and mentoring new and existing members in the team on various sub-processes-Co-ordination with support services (HR, Access management team etc.) to ensure smooth running of the businessAchievements-Successfully piloted Exchange Traded Derivatives process -Recognized and rewarded for bringing Process Improvements (Eureka ideas) and excellence in performance (Xtra miler award)-Lean project conducted which helped realize and eliminate non-valve add activities resulting in efficiency save Show less

• 

  Deutsche Bank

  Nov 2018 - Oct 2019

  Associate - Listed Derivatives

  Current Job profile, roles and responsibilities:Exchange Traded Derivatives – US Clearing Products - Futures & OptionsSystems – Clearvision (CV), GMI, Exchange GUIs & multiple internal Allocation systemsJob Description• Trades allocation and Matching• Monitoring and tracking trade flow from Clearvision to GMI• Facilitating clearing STP flow through o Identification of gaps in the current Clearing process o Assisting various technology teams to remediate the gaps in Clearing Process• Ensuring quality client servicing by working on prioritization and exceptions vis-à-vis different clients • Ensuring all the daily SLAs are met • Ensuring strict adherence to related compliances and organization’s policies by devising and following checks and controls around them• Continuous endeavor to align team’s goals with overall Organisation’s objectives Show less

• 

  FIS

  Oct 2019 - now

  - Responsible for service quality results for Global Clearing and Reconciliations team (Derivatives ETD and OTC). - Provide support, guidance, leadership and motivation to promote maximum performanceInterview, hire and establish colleague performance development plans; conduct colleague performance reviews.- Part of the leadership team, monitoring management reports relating to process performance, planning and implementing strategic and tactical avenues to achieve organisational and functional objectives- Ensure key quality results are provided to senior management in a timely and clear manner- Act as a direct operational liaison for key client contracts related to engagement issues, processing issues, process/workflow development and refinement, and implementation of best practices to meet client expectations- Assist in definition and establishment of efficiency, accuracy, and service quality metrics for the team and drive teams to meet or exceed these metrics. Effectively communicate goals, monitor progress, motivate and manage expectations of the team Show less Current Job profile, roles and responsibilities:Exchange Traded Derivatives – Futures Clearing & Lifecycle management Products – Future & OptionsSystems – Clearvision (CV), GMI, FIS CD (FIS Clear Derivatives), Exchange GUIs & multiple internal Allocation systemsJob Description• Managing a team of 20+ individuals• Creating and maintaining strong control & risk framework to ensure all the operational and related risks are captured and get flagged to appropriate stakeholders • Working with local and global teams, identifying best practices and working towards standardizing them• Ensuring the completion of all Clearing & Regulatory activities on a timely basis to minimize any organizational and client risk• Perform and provide daily oversight on all the Clearing and Lifecycle processes and sub- processes• Liaising with various Technology teams on daily system issues, raising tickets, following up until resolution of the issue is sought• Having an eye for detail, especially on the process risk framework, timely review and update of process documents, checklist, control checkpoints and internal reconciliations to ensure strong control and risk management environment is maintained • Working closely on Strategic activities like resource allocation planning and creating backup for key members/positions • Leading and developing direct reports and ensuring individual goals are well defined and are aligned to broader team and organisation’s goals• Conducting appraisal meets and provide timely and honest feedback• Leading member of the FIS CD (FIS Clear Derivatives) migration. Successfully migrated APAC Exchanges from Clearvision (CV) to FIS CD Show less

  • Associate Director

    Jul 2024 - now

  • Senior Manager

    Jul 2021 - Jun 2024

  • Associate

    Oct 2019 - Jun 2021