Alberto Cerdá Ortiz

Experience

• 

  Truphone

  Oct 2013 - Sept 2016

  Onboarding Analyst
• 

  WorldRemit

  Sept 2016 - May 2018

  KYC / AML Analyst
• 

  CCLA

  May 2018 - Apr 2019

  Transfer Agent Administrator
• 

  SGM-FX

  Apr 2019 - Sept 2021

  • Initial and ‘Ongoing’ Customer Due Diligence (CDD) and Enhance Due Diligence (EHD)• Monitoring Activity and Transactions• Recognising and Reporting Suspicions• Review and approve payments of foreign/transactions• Reviewing flagged transactions and identifying any unusual activity• Provide real-time compliance advice to the sales/trading personnel regarding Firm policies and procedures, relevant industry rules and regulations and appropriate supervisory practices.• Advise front office support functions such as middle and back office on implementation of regulatory initiatives. Show less

  • Compliance Manager

    Jul 2020 - Sept 2021

  • Compliance Officer

    Apr 2019 - Aug 2021
• 

  APEXX Global

  Sept 2021 - Aug 2023

  Compliance & Risk Analyst at APEXX Global

  • Onboarding and AML&URL screening of merchants & 3rd party providers• Risk assessments and ongoing monitoring of merchants & 3rd party providers• Third party risk management monitoring on security profiles of service providers• Ensuring compliance with the PCI DSS, ISO 27001 requirements, as well as with GDPR and other global data protection rules and regulations.

• 

  Banco Sabadell

  Aug 2023 - Jun 2024

  Compliance & Risk Analyst
• 

  Gunvor Group

  Sept 2024 - now

  KYC Analyst