Marcos Neves

Experience

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  EY (Ernst & Young)/ PricewaterhouseCoopers (PwC)/ KPMG

  Sept 2000 - Aug 2010

  Auditing and Risk Consulting Manager

  Experienced manager leading and developing multidisciplinary teams during international and national projects, mostly focused in the following areas:• Risk based internal audit, compliance monitoring of regulations, policies and procedures.• Process and internal controls design and review focused on risks, compliance and segregation of duties.• Implementation and review of risks and internal controls matrices to comply with Sarbanes-Oxley (SOX) law.• Enterprise Risk Assessment (ERM), corporate governance, internal audit and shared services operations reviews.• Independent audit of financial statements according to international (IFRS) and Brazilian accounting standards. Show less

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  Construtora OAS

  Aug 2010 - Oct 2011

  Internal Audit Manager

  Responsible for the implementation, coordination, execution and reporting of the Internal Audit Program in international and national units.In charge of developing and managing the Internal Audit Area´s KPI, annual plan, action plans monitoring activities, and many people related initiatives, such as recruiting, coaching and staff development.

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  OEC

  Oct 2011 - Dec 2014

  Finance Internal Control Manager

  Responsible for the finance internal controls program, and Business Units support. This specific role included the following responsibilities:• Process and internal controls review of treasury, accounting, and tax areas.• Business Units training regarding finance obligations and internal controls.• Communication and integration improvements between Business Units and Corporate Areas.

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  Gasoducto Sur Peruano S.A.

  Dec 2014 - Nov 2016

  Finance Manager

  This was a US$7.3 billion, and 1,080-kilometer long natural-gas pipeline concession project in Peru.• Responsible for the IFRS accounting, corporate tax, treasury and financial planning and analysis (FP&A) areas.• In charge of the definition and implementation of financial and tax strategy, systems, policies, and procedures, including adequacy to the Compliance program requested by financial institutions, which was designed to address all international anti-corruption standards. • Responsible for the coordination of the financial steering committee (shareholders and the concessionaire). Show less

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  OLI

  Nov 2016 - Jan 2018

  Chief Compliance Officer

  Responsible for the implementation of the Compliance program, reporting directly to the Compliance Committee of the Board of Directors.Major accomplishments: • Review and implementation of the Compliance Policy. • Ethics Hotline implementation and Responsible for all internal investigations.• Responsible for designing and executing the Compliance Risk Assessment. • In charge of executing the employees and senior leadership Trainings and Communication. • Responsible for designing the Compliance Guidelines, including, Third party due diligence, Gift, Meals and Entertainment (GME), Sponsorships and Contributions, among other requirements. Show less

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  OEC

  Feb 2018 - now

  Reporting line: Global Chief Risk & Compliance OfficerMain activities:• Regional oversight and continuous improvement of the Global Integrity (Compliance) and Risk Management Programs in Africa, Europe, the Middle East, and the United States. • Lead the implementation and maintenance of ISO 37001- Anti-bribery Management System certification for Novonor Group.• Stakeholders’ presentations/ dialogues on Integrity (Compliance) and Risk Management Programs.• In charge of promoting an ethical and integrity culture and promoting continuous enhancement of internal controls environment within the organization. Show less Reporting line: Global Chief Risk & Compliance OfficerMain activities:• Regional oversight and continuous improvement of the Global Integrity (Compliance) and Risk Management Programs in 15 countries (Africa, Europe, Unite States and Latin America). Main Compliance and Risk activities: Third Party High Risk and Employee Due Diligences; Training and Communication; Gift, Meals, Entertainment (GME), Sponsorship, and Contributions reviews; High Risk Interaction with Government Officials reviews; High Risks Compliance Monitoring.• Lead the implementation and maintenance of ISO 37001- Anti-bribery Management System certification.• Stakeholders’ presentations/ dialogues related to Integrity (Compliance) and Risk Management Programs.• Responsible for working closely and collaboratively with independent monitors appointed by multilateral/development banks.• In charge of promoting an ethical and integrity culture and promoting continuous enhancement of internal controls environment within the organization. Show less • Responsible for the regional oversight and continuous improvement of the Global Integrity (Compliance) and Risk Management Programs (Brazil), reporting directly to the Global Chief Compliance Officer. Main Compliance and Risk activities: Third Party High Risk and Employee Due Diligences; Training and Communication; Gift, Meals, Entertainment (GME), Sponsorship, and Contributions reviews; High Risk Interaction with Government Officials reviews; High Risks Compliance Monitoring.• Head of Global Ethics Line (whistleblower hot line) and cross-border Internal Investigation.• Lead the implementation and maintenance of ISO 37001- Anti-bribery Management System certification.• Stakeholders’ presentations/ dialogues related to OEC Integrity (Compliance) and Risk Management Programs.• Responsible for working closely and collaboratively with independent monitors appointed by multilateral/development banks.• In charge of promoting an ethical and integrity culture and promoting continuous enhancement of internal controls environment within the organization. Show less • Responsible for the implementation and oversight of the Global Integrity (Compliance) and Risk Management Programs at the Americas Region (except for Brazil), reporting directly to the Global Chief Compliance Officer. Main Compliance and Risk activities: Third Party High Risk and Employee Due Diligences; Training and Communication; Gift, Meals, Entertainment (GME), Sponsorship, and Contributions reviews; High Risk Interaction with Government Officials reviews; High Risks Compliance Monitoring.• Responsible for working closely and collaboratively with independent monitors appointed by the US Department of Justice (DoJ) and the Brazilian Federal Public Prosecutor's Office after 2016 Plea Agreements. As a result of his work, the OEC Global Integrity (Compliance) Program was successfully certified after 3 years of external monitoring.• Lead the implementation and maintenance of ISO 37001- Anti-bribery Management System certification.• Stakeholders’ presentations/ dialogues related to OEC Integrity (Compliance) and Risk Management Programs.• In charge of promoting an ethical and integrity culture and promoting continuous enhancement of internal controls environment within the organization. Show less

  • Regional Compliance and Risk Officer (EMEA & US) and Group’s ISO 37001 Certification Leader

    Aug 2024 - now

  • Regional Compliance and Risk Officer – International operations (LATAM, EMEA, US)

    Jan 2023 - Aug 2024

  • Regional Integrity (Compliance) and Risk Officer - Brazil

    Jan 2021 - Jan 2023

  • Regional Integrity (Compliance) and Risk Officer - Americas

    Feb 2018 - Dec 2020
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  Novonor

  Jan 2023 - now

  • Regional Compliance and Risk Officer (EMEA & US) and Group’s ISO 37001 Certification Leader

    Aug 2024 - now

  • Regional Compliance and Risk Officer – International operations

    Jan 2023 - Aug 2024