Vivek Bhat

Experience

• 

  HSBC

  Nov 2010 - Feb 2020

  Managed multiple CDD refresh teams for HSBC Hong Kong’s Global Banking and Markets clients. The team’s were sub sectored into FI,Corp and MNC.Also,helped in setting up and Managing the Global Trigger Team overseeing any alerts that would result in remediation across all HSBC geographies.Co-ordinated with Senior KYC stake holders across sites. AML/KYC Process specialist with the New onboarding team in the high intensity Capital financing space in HSBC Hong Kong. Worked on multiple deals by working closely with Sales , RMs and compliance.Helped with migrating the process to Guangzhou,China 4eye Quality checker role.Provided training on various AML related topics.Helped in setting up a AML CDD centre in Manila,Philippines.Part of implementing HKMA AMLO 2012 guidelines across teams. Also, helped the HSBC India HO with Audit preparations for the ongoing US Department of Justice’s Investigation. End to end periodic KYC Customer due diligence for HSBC Hong Kong’s GLobal Banking and Markets clients. Reviewed and completed end to end KYC due diligence on multiple client types.

  • Operations Manager- KYC and client Onboarding

    May 2017 - Feb 2020

  • Capital Financing KYC Specialist

    Jun 2015 - May 2017

  • Quality Control Analyst - KYC/AML

    Jan 2012 - Jun 2015

  • Client Onboarding Analyst

    Nov 2010 - Jan 2012
• 

  KPMG

  Feb 2020 - Jul 2022

  Operations Manager-KYC Remediation

  Managed Large Teams in Two KYC Remediation Projects Project 1 - US FI Feb 20-May 21Managed Production ,Quality and the Client Outreach space. Supported multiple Lines of Business and Regions for the client. •Incorporated Technology for Reporting, Performance Scorecards and Workflow Management• Involved with Multiple Project improvement Initiatives - RFT and Quality improvement (Green Belt Six Sigma Project) Project 2 - UK FI KYC remmediation May 21 - Jul 22•Managed Production for a team of 80+ •Achieved Production Targets and helped with Hiring.Completed my CAMS certification. Show less

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  Morgan Stanley

  Jul 2022 - now

  Vice President - SSBO Ops, Client Onboarding and Regulatory services

  APAC KYC Production Head