Natasha Lessing

Experience

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  MHB Brokers cc

  Nov 2011 - Nov 2012

  Marketing and Administration

  Work with prospective and existing customers to assess their financial needs.Identify and market the appropriate investment services to customers.Ensure compliance with companies and regulatory requirements and guidelines.Report all incidents of non-compliance to immediate Manager.Provide clients with information on new and existing products and services. Negotiate with product suppliers for the best possible rates.Conduct comprehensive research into the market looking at existing product lines and pricing offered within the market competitors. Research new products in the Finance Industry to provide appropriate information to clients.Provide assistance for the production of marketing material and brochures on key products.Update and manage the client database and mailing list. Show less

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  Efficient Select

  Jan 2013 - May 2015

  Marketing

  Research competitors and compile a reportAnalysing of data for client prioritisationIdentifying marketing opportunitiesAdvising of marketing material changesDevelopment of marketing material aligned to the brand and marketing strategyResponsible for maintaining and updating the website and other social media platformsGathering and editing information derived from quarterly meetings for designing client newslettersEnsuring deadlines with regard to client communication are metAssist in planning corporate functionsManage monthly marketing administrationMaintain department records and meeting documentationPrepare presentations for proposalsCreate marketing templates for departments Show less

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  Boutique Collective Investments (BCI)

  Jun 2015 - now

  CISCA Compliance, Mandate and Regulation 28 CompliancePerform Due Diligence on non-approved Foreign CIS Securities and submit to the Trustees for approvalActively manage the mitigation of compliance breaches received daily and weekly from Trustees and appointed Administration CompanyTracking of non-compliant findings with respective business unit function managers until resolvedEnsure the effective implementation of the Compliance Monitoring program and undertake all aspects of monitoring activitiesMonitor the efficiency and consistency of compliance controls and assist with the enhancement of procedures and controlsReview Fact Sheets and ad-hoc marketing material and submit to the FSCAResponsible for ASISA & FSCA quarterly reporting Responsible for reporting SARB to LISPs and South African Reserve BankReport on Regulation 28 audit Report to ASISA all mandate changes FICA checks AML Reporting OfficerRisk Management Assist with Regulatory Risk Management Compliance PlanAssist with Compliance PoliciesFAIS Category 2 Monitoring (under supervision)Prepare compliance reports to management and various committees and governance structures within the group Show less

  • Compliance Manager

    Mar 2022 - now

  • Compliance Officer

    Jun 2015 - now