Nick Farley

Experience

• 

  TD

  Jun 2013 - Aug 2013

  Workout Department - Risk Managment Intern

  - Developed and monitored key risk indicators (KRIs) - Updated, designed, and implemented self-testing procedures for criticized asset reports (CARs), non-performing loan memos (NPLs), credit files, and transfer into workout reports- Organization in preparation for internal audit and external auditors-Updated quality control dashboards and workout risk council monthly reporting dashboards

• 

  Fidelity Investments

  Jun 2014 - now

  • Senior Associate, Order Flow Management, Fidelity Capital Markets

    Dec 2023 - now

  • Associate, Order Flow Management

    Jan 2022 - Dec 2023

  • Senior Equity Trade Support Analyst, Fidelity Capital Markets

    Oct 2018 - Jan 2022

  • Analyst, Fidelity Capital Markets

    May 2017 - Oct 2018

  • Workplace Planning and Guidance Consultant I

    Apr 2015 - May 2017

  • Financial Associate I - Workplace Investing

    Jun 2014 - Apr 2015