Jennie Nelson

Experience

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  Morgan Keegan

  Apr 1997 - May 2004

  Registered Sales Assistant

  Specialized in issue resolution and client communication. Responsibilities included providing excellent client services in a high profile office, expand business development and client retention efforts as well as place security transactions.

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  Morgan Keegan

  Apr 2009 - Oct 2010

  Registered Sales Assistant

  Principal Sales Assistant to several Financial Advisors in a growing San Antonio Office. Reobtained all licensing after 5-year hiatus from the business. Re-estabilshed a connection to the industry and the gratification that comes from client service relationships.

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  BB&T Scott & Stringfellow

  Oct 2010 - Jun 2013

  Registered Sales Assistant

  Perform all administrative and operational duties for a team of 3 financial advisors with combined AUM of $500,000,000. Act as first line of contact with all clients and work with broker dealer to provide current information to brokers regarding their clients accounts.

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  CFS Advisor Team

  Nov 2012 - Nov 2019

  Wealth Manager / Investment Advisory Representative / Operations Manager

  Develop relationships with clients as well as outside service providers to offer our clients the best possible asset allocation. Meet with clients regularly to discuss changes in their circumstances as well as relevant changes occurring in our economy and markets. Use our meetings as opportunities to listen as well as teach when appropriate. Compose quarterly newsletters with relevant content to insure consistent communication with our clients and prospects. Process payroll and balance monthly business expenses via Quickbooks. Maintain all appropriate compliance logs and directives as handed down by broker/dealer and FINRA.Maintain 66 , 7, 24, and Colorado Life Insurance licensing. As well as AAMS certification (Accredited Asset Management Specialist) through the College of Financial Planning.Foster quality relationships with key back-office personnel for the use of reporting, trade management, and account transfer processing. Show less

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  Precision Strategy Advisors

  Jan 2013 - Jan 2013

  Registered Sales Assistant