Ranjith Babu R, CAMS, CAMI®

Experience

• 

  UAE Exchange Broking Service

  Jul 2000 - Mar 2015

  Head of Operations
• 

  Unimoni

  Apr 2015 - now

  Proven proficiency in leading a team for Regulatory Compliance and AML activities in the capacity of Principal Officer. Handled compliance activities pertaining to various licences under different regulators.Have led various teams by Planning, Delegation & Implementation of various operations of the Company related to various products and services offered.Partnering with the existing stake holders to explore various need-based services and thereby introduce new services for remunerative business in line with demands of the market.Establishment of new relations with Banks and other Financial Market Participants by initiating and leading the liaising activities with its management.Constant updation of market needs and bringing out innovative ideas for the betterment of business. Generating Market Intelligence on the pricing and the products and services available in the market.Restructuring of finance. Development and growth of alternate investment structure and also revenue streams. Played a key role in restructuring, establishing and centralizing the operations at a new location.Was instrumental in conceptualizing and implementing Back Office Software for Equity Trading, Mutual Fund Distribution and Financial Accounting during the previous profiled held.Overview of Concurrent Audit of branches pan India. Devised a specialised off-site mode of KYC audit & Cash Verification. Show less

  • Senior Vice President & Chief Compliance Officer

    Apr 2022 - now

  • Vice President - Head of Compliance & MLRO

    Feb 2019 - Mar 2022

  • AVP - Head of AML & Concurrent Audit

    Apr 2015 - Jan 2019