Edwin Oh

Experience

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  Morgan Stanley

  Feb 2014 - Jun 2016

  Analyst

  o Assigned to Private Wealth Management.o Open new accounts as instructed by clients and ensure that all necessary documentation is requested, received and approved for operations. Ensure that all documents are correctly filled in order.o Validate client documentation for authenticity and completeness. o Substantiate client’s total net worth and corroborate client’s Source of Wealth.

• 

  DBS Bank

  Jun 2016 - Apr 2017

  Relationship Manager

  o Provide one-stop financial advisory at the bank branches to customers through cross-selling wealth management products that include insurance, structure deposits, loans and unit trusts.

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  Morgan Stanley

  Sept 2018 - now

  Director

  o Assigned to Global Financial Crime.o Review Customer Due Diligence (“CDD”) assessments from business units for Money Laundering/Terrorist Financing, Sanctions risks & Source of Wealth corroboration.o Provide AML/Counter-Financing of Terrorism (“CFT”) advisory to the Business units and be a subject matter expert on the interpretation of policies, procedures and regulations in relations to AML, Know Your Client (“KYC”) and CDD.