Daniel E.

Experience

• 

  Edison Investment Research

  Jul 2009 - Aug 2009

  Summer Intern
• 

  ICBC Standard Bank Plc

  Oct 2011 - Jul 2016

  Capital Risk Reporting and Analysis Manager

  (Promoted from Analyst and Senior Analyst) Alongside three direct reports had responsibly for calculating the ongoing Pillar 1 capital requirements of the bank. The team also advised Front Office on capital optimisation of trades and the impact that potential trades or business changes may have.

• 

  MUFG Securities

  Jul 2016 - Mar 2018

  Responsible for building an understanding of the requirements new products and complex transactions the Front Office would like to execute. Once the needs of each proposal were evaluated, I worked with the stakeholders around the bank to manage to delivery. Active monitoring and calibration of the firms Risk Appetite Dashboard, creating an environment where appropriate management would be alerted as risk triggers reach thresholds. Performed financial modelling on the 3-year capital/business plan to identify potential "pinch points" during periods of market stress that may require further action. Reviewed multiple risk policies and conducted a series of thematic reviews on best practice on issues such as risk culture.

  • New Products and Complex Transactions AVP

    Jul 2017 - Mar 2018

  • Enterprise Risk Associate

    Jul 2016 - Jul 2017
• 

  Financial Conduct Authority

  Jul 2018 - Sept 2021

  Lead Wholesale/Investment Banking Supervisor

  (Promoted from Senior Supervisor) Responsible for the ongoing Supervision on a conduct and prudential basis for three large US Investment Banks. The role focuses on building an in-depth understanding the business model of each firm, and where that may cause potential harm to either the UK Economy or consumers.

• 

  Citi

  Sept 2021 - Mar 2022

  1st Line Conduct and Business Risk SME
• 

  NatWest Group

  Apr 2022 - now

  • Commercial Banking and Structured Finance Risk Lead

    May 2024 - now

  • Commercial and Institutional Cross Border Risk Management Lead

    Apr 2022 - May 2024