
James Kernen
Senior Auditor (1995) / Staff Audit (1993-1995)

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About me
Senior Manager, Technology Risk Management Lead at Charles Schwab
Education

University of Arizona
-Bachelor of Science - BS Accounting
Experience

EY
Aug 1993 - Dec 1995Senior Auditor (1995) / Staff Audit (1993-1995)
Motorola
Dec 1995 - Sept 1998Corporate Auditor
FINOVA Capital Corporation
Sept 1998 - Mar 2007VP-Internal Audit (2001-2007) / Director, IT Security (2003-2007)
Nov 2001 - Mar 2007Director, IT Audit (1999-2001) / IT Audit Manager (1998-1999)
Sept 1998 - Nov 2001

KPMG
Aug 2007 - Sept 2011Manager (2010-2011) / Senior (2007-2010)
IO
Sept 2011 - Jan 2015Director, Compliance (2014-2015) / SOX Compliance Manager (2011-2014)
Crowe Healthcare Risk Consulting LLC
Jun 2015 - Jun 2019IT Audit Senior Manager
Crowe
Jul 2019 - Nov 2019Senior Manager - Technology, Media & Telecom (TMT)
Charles Schwab
Nov 2019 - nowSenior Manager, Technology Risk Management Lead
May 2022 - nowSr. Team Manager, Internal Audit Technology Infrastructure
Nov 2019 - May 2022
Licenses & Certifications

CFE

CISA

CISSP
Languages
- enEnglish
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