Minol D'souza

Experience

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  Wells Fargo

  Jun 2012 - now

  Partner with Enterprise Business Process Management, risk teams, Corporate BPRM and business partner process SME's to create current process models/maps using tools like MS Visio, SHRP, BIKE and iGrafx.Complete new and reengineer current business process maps, analyzing improvement opportunities, gaps and issues.Leading the Risk and control discussions with business teamsIdentify and document risks, controls, and process improvement opportunities where analysis of procedures, data requires evaluation of numerous factors & observe and question the reasons for variations in business process.Working knowledge of Process Definition, Process Mapping and ImplementationProficient with BPMN 2.0 Show less Partner with Enterprise Business Process Management, risk teams, Corporate BPRM and business partner process SME's to create current process models/maps using tools like MS Visio, SHRP, BIKE and iGrafx.Complete new and reengineer current business process maps, analyzing improvement opportunities, gaps and issues.Leading the Risk and control discussions with business teamsIdentify and document risks, controls, and process improvement opportunities where analysis of procedures, data requires evaluation of numerous factors & observe and question the reasons for variations in business process.Working knowledge of Process Definition, Process Mapping and ImplementationProficient with BPMN 2.0 Organized Process Training as a Trainer Show less Verifies all aspects of Customer Identification Program (CIP) and necessary account opening documents are provided and in accordance with know Your Customer (KYC), USA Patriot Act and Bank Secrecy Act (BSA) standards.Completes extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering (AML), BSA and other regulatory standards to assist business units and prevent operational and reputational risks.Performs checks on potential customers against World Check Risk Screen, FinCEN list, and OFAC Specially Designated Nationals List (SDN) and Blocked Persons list.Conducts enhanced due diligence research in attempts to find derogatory/background information used to aid client advisors' decisions in initiating, maintaining or closing business relationships.Support Global Transaction Management Group which is a part of Global Financial Institution with International Negative news screening for APAC and EMEA Regions Ensures final reports are comprehensive, compliant and suitable for use in the client on-boarding decision-making processes.Researched and verified the parties involved in suspicious transactions against various database, Lexis Nexis, Alacra, World Check, Westlaw, Pacer, Dun & Bradstreet and Open Websites.Official On-Site Trainer for the Due Diligence team Show less Verifies all aspects of Customer Identification Program (CIP) and necessary account opening documents are provided and in accordance with know Your Customer (KYC), USA Patriot Act and Bank Secrecy Act (BSA) standards.Completes extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering (AML), BSA and other regulatory standards to assist business units and prevent operational and reputational risks.Performs checks on potential customers against World Check Risk Screen, FinCEN list, and OFAC Specially Designated Nationals List (SDN) and Blocked Persons list.Conducts enhanced due diligence research in attempts to find derogatory/background information used to aid client advisors' decisions in initiating, maintaining or closing business relationships.Support Global Transaction Management Group which is a part of Global Financial Institution with International Negative news screening for APAC and EMEA Regions Ensures final reports are comprehensive, compliant and suitable for use in the client on-boarding decision-making processes.Researched and verified the parties involved in suspicious transactions against various database, Lexis Nexis, Alacra, World Check, Westlaw, Pacer, Dun & Bradstreet and Open Websites.Official On-Site Trainer for the Due Diligence team Show less Set up the Corporate Risk function at Wells Fargo India, team size of 15 FTE; this process was the outcome of the Dodd Frank Act. The responsibility of the team was to ensure the Loan Originators of the Bank meet the regulatory requirements and are in compliance with the regulations from CFPB & FINRAAs per Federal Regulation, perform a Financial Fitness Test for Loan Originators by evaluating employment credit reports against enterprise policySummarize credit reports for Loan Originators and seek explanation from candidates based on the derogatory findings during the evaluation process Mange Federal registrations and annual renewals for Mortgage Loan Originators in accordance with the SAFE Act Show less

  • Control Officer - Vice President

    Jul 2021 - now

  • Business Risk & Controls Sr. Associate - Manager

    Oct 2019 - Jul 2021

  • Manager - Operational Risk Consultant 4

    Oct 2019 - Dec 2019

  • Assitant Manager - Operational Risk Consultant 3

    Apr 2018 - Sept 2019

  • Due Diligence Consultant 2

    Jan 2017 - Mar 2018

  • Credit Investigator 1

    Jun 2015 - Dec 2016

  • Financial Analyst

    Dec 2013 - May 2015

  • Associate Financial Analyst

    Jun 2012 - Nov 2013
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  Wells Fargo

  -

  Control Officer - Vice President