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Abu Neyaz

Abu Neyaz

Sr Mgr cum Compliance Officer(AML/KYC/Depository)

Followers of Abu Neyaz114 followers
location of Abu NeyazBengaluru, Karnataka, India

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  • Timeline

  • About me

    Financial Services/Accenture

  • Education

    • Rama Krishna Mission Residential College Narendrapur, Calcutta

      1993 - 1995
      Higher Secondary Science First Division

    • Don Bosco Park Circus, Calcutta

      1983 - 1993
      ICSE First Division

    • Indian Institute of Social Welfare and Business Management

      1999 - 2002
      MBA Finance First Class

    • University of Calcutta

      1995 - 1998
      B.Sc Economics Hons Economics, Mathematics

  • Experience

    • CD Equisearch Pvt Ltd

      Jul 2002 - Apr 2017
      Sr Mgr cum Compliance Officer(AML/KYC/Depository)

      Was completely responsible for the entire KYC, AML under Prevention of Money Laundering Act and CDSL Depository Services (operations & compliance) under the policies and framework as laid down by SEBI. Responsible for making the Depository Services division a highly efficient department of the organization which had a client base exceeding 50000 and a total securities value under custodian exceeding Rs 1000 cr./USD 150 mn.

    • Accenture

      May 2017 - now
      Case Manager KYC/AML

      Part of the CaaS (Compliance as a Service) Capability Practice at Accenture. Working as a Case Management Owner within the Business Interface Team wherein responsible in liasoning with Senior Stakeholders of Accenture's major Bank client -a Fortune Global 500 Company.(Within Investment Banking and Corporate Banking Division of the Bank). Resolving complex AML & KYC Remediation issues for Accenture Production team by working out with Senior Stakeholders of the clients different departments-Outreach/Business Team/Policy Team/Complex Case Management Team/Anti Financial Crime Divn based out of UK & US offices. Show less

  • Licenses & Certifications

    • NISM Compliance Officer Module

    • NISM Depository Module

      National Institute of Securities Market

    • NCFM Certification in Derivatives Module

      NSE India

    • NCFM Certification in Capital Markets

      NSE India

    • BSE Capital Markets

      BSEIndia