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Alex Lee

Alex Lee

Retail Banking Customer Services Assistant

Followers of Alex Lee698 followers
location of Alex LeeUnited Kingdom

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  • Timeline

  • About me

    Senior Manager at EY | Banking & Capital Markets Consulting

  • Education

    • Passed Level I of the CFA Program

      -

    • King Edward VI Aston School

      2003 - 2010

      A Levels: Mathematics (A), Economics (A), Applied ICT (A*), History (A)GCSEs: 9 A* and 4 A Grades, including Cantonese Chinese

    • London School of Economics and Political Science, U. of London

      2010 - 2013
      Bachelor of Science (BSc) Accounting and Finance First Class Honours

      Activities and Societies: Secretary of LSESU Accounting Society, LSESU Finance Society, LSESU Economics Society Modules taken:- Corporate Finance, Investments, and Financial Markets- Financial Accounting, Analysis and Valuation- Auditing, Governance and Risk Management - Microeconomics- Managerial Accounting- Operational Research- Mathematical Methods- Elementary Statistical Theory

  • Experience

    • HSBC

      Jun 2009 - Jun 2009
      Retail Banking Customer Services Assistant

    • UBS Investment Bank

      Jun 2012 - Aug 2012
      Securities Business Management Intern, UBS Group Operations

    • HSBC Global Banking and Markets

      Aug 2013 - May 2016

      First point of contact for Strategic Clients, hedge funds and asset managers, covering front to back trade issues resolution for Cash Equities

      • Equity Client Services

        Jun 2014 - May 2016

      • Corporate Actions Analyst

        Aug 2013 - May 2014

    • EY

      Jun 2016 - now
      Senior Manager at EY | Banking & Capital Markets Consulting

      • Transaction reporting testing for MiFID II, EMIR, DFA/CFTC Swaps Reporting, ASIC, MAS, SFTR• Worked on various Brexit and regulatory projects across top tier investment banks• MiFID II and Brexit client outreach• MiFID II Transaction Reporting controls framework reviews

  • Licenses & Certifications

    • Investment Operations Certificate

      Chartered Institute for Securities & Investment (CISI)
      Nov 2014

  • Honors & Awards

    • Awarded to Alex Lee
      King Edward VI Aston ICT Award King Edward VI Aston Aug 2010
    • Awarded to Alex Lee
      Scored the highest mark nationally in A Level Applied ICT WJEC Examinations Board Aug 2010
    • Awarded to Alex Lee
      Grade 8 Piano Associated Board of the Royal Schools of Music 2006

  • Volunteer Experience

    • Shop Assistant

      Issued by Oxfam on Jun 2011
      OxfamAssociated with Alex Lee