James P. Sinnott, CFP®, NQPC™

James P. Sinnott, CFP®, NQPC™

Research Specialist

location of James P. Sinnott, CFP®, NQPC™Greater Philadelphia

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  • Timeline

  • About me

    Vice President, Retirement Services

  • Education

    • La Salle College High School

      2002 - 2006
    • The Catholic University of America

      2006 - 2011
      B.S.B.A Accounting
  • Experience

    • U.S. Securities and Exchange Commission

      Aug 2010 - Aug 2011
      Research Specialist

      While working at The Securities and Exchange Commission as a Research Specialist for the Office of Chief Counsel, I gained experience preparing and influencing memoranda for public distribution on the Commission’s website describing aspects of the Division’s rule-makings that were mandated by the Dodd-Frank Act of 2010. During that time I prepared and administered project lists for distribution to numerous senior staff members, including the Division Director, the Deputy Directors, and the Chief Counsel. Show less

    • BDO USA, LLP

      Sept 2011 - Dec 2015
      Audit Senior, Assurance

      As an Audit Senior, I worked as the lead for multiple clients in a variety of sectors including for Non-For-Profit, OMB Circular A-133, SEC Reporting, Government Contracting and Privately Owned Companies. I gained experience in international organizations across industries developing an understanding of their businesses, processes, and risks. Built rapport and established trust with a variety of client personnel while identifying, communicating, and resolving issues throughout the audit process. Show less

    • Morgan Stanley

      Feb 2016 - Mar 2017
      Financial Advisor
    • RBC Wealth Management

      Apr 2017 - Jan 2023
      Financial Advisor
    • Capstone

      Jan 2023 - now
      Vice President, Retirement Services
  • Licenses & Certifications

    • Certified Financial Planner (CFP)

      CFP Board
      May 2019
    • The Nonqualified Plan Advisor (NQPA™)

      National Association of Plan Advisors
      Oct 2023
      View certificate certificate