Adrian Corral

Experience

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  Hollywood Park Race Track

  Jan 2004 - Jan 2008

  Promotions Coordinator & Assistant Webmaster

  Maintained company website relating to on-track promotions, customer service inquires and horse racing news. Responsible for coordination and distribution of promotional items to spectators and providing tours of the facility to special groups.

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  IBM Promontory

  Jan 2012 - Jan 2013

  Corporate Regulatory Banking Analyst

  • Conducted an independent foreclosure review of a major financial institution under the direction of the Office of the Comptroller of the Currency and the Federal Reserve. • Reviewed legal documents for accuracy and completeness under state and federal laws. • Evaluated borrower complaints of wrongful foreclosures and default practices.• Developed internal procedures for analysts to complete case files compliant with OCC directives. • Performed quality assurance reviews of analysts to increase productivity and improve work product. • Provided status updates to Senior Staff on projects to meet daily and weekly production forecasts. Show less

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  OneWest Bank

  Jan 2013 - Jan 2013

  Compliance Analyst

  • Conducted foreclosure reviews of homeowner loans mandated by the Office of the Comptroller of the Currency on behalf of One West Bank.• Reviewed OneWest Bank’s origination, foreclosure and bankruptcy documents for servicing deficiencies, improper foreclosures and modifications. • Drafted internal memoranda regarding analyst duties regarding compliance with relevant state foreclosure laws, lender and investor requirements, including HAMP and FHA programs.

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  Citibank (Banamex USA)

  Jan 2014 - Jan 2016

  Internal Controls and Business Risk Management Analyst

  • Identified and mitigated operational risks from internal audits, compliance testing and regulatory examinations as they emerged within Citi-Banamexs Internal Controls.• Communicated proactively with business units creating a stronger operational risk management culture and framework within Citi-Banamex (i.e., Operations, Compliance, Internal Audit, etc.) • Developed metrics tracking operational risks from their originations to their final resolutions, and updated various PowerPoint data sets for senior management on a weekly basis. • Assisted in wind-down process of Banking Operations at Citi-Banamex by maintaining proper records management retention and updating internal procedures manuals per FDIC consent order.• Oversaw the BSA/AML/OFAC Corrective Action Plans (CAPs) relating to policies, standards and practices to ensure all Citi-Banamex departments were in compliance with applicable agency, federal and state regulatory requirements. • Monitored changes in laws, regulations, and regulatory actions (e.g., consent orders) and distributed related information in a timely manner to applicable business units.• Assisted in oversight and tracking of issues and remediation plans and escalated unresolved items to senior/executive management. Show less

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  American Advisors Group

  Jan 2016 - Jan 2018

  Marketing Compliance Specialist & BSA/AML Risk Analyst

  • Play a key role in ensuring AAG’s compliance as a non-banking institution with applicable state and federal regulations including, BSA/AML, OFAC, UDAAP, ECOA, RESPA, ECOA by developing companywide policies and procedures for interested parties.• Assist in updating companywide training materials regarding regulatory compliance obligations.• Maintain current knowledge of relevant regulatory and corporate governance standards by assisting various business units within the risk and compliance and marketing departments with legal compliance questions. • Participate in the compliance review of all companywide marketing and advertising materials ensuring compliance with regulatory standards and internal polices. • Investigate and document incidents of potential money laundering, fraud and terrorist financing relating to mortgage fraud for the nation’s #1 reverse mortgage lender.• Conducting mortgage fraud investigations as requested by business units and clearly documenting decisions and rationale and filing SAR’s when required. Show less

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  L.A. Care Health Plan

  Jun 2018 - now

  The Local Initiative Health Authority of Los Angeles County, operating and doing business as L.A. Care Health Plan. An independent public agency authorized by the sate of California an established by the Los Angeles County Board of Supervisors. L.A. Care's mission is to provide access quality health care for Los Angeles County's vulnerable and low income communities and residents.Performs internal and external investigations into all fraud and abuse associated with L.A. Care programs, members and providers. Refers suspected fraud matters to state and federal regulators. Provides and monitors fraud awareness training to providers.Conducts investigations of alleged fraudulent billing and other suspected fraudulent activities related to L.A. Care, members and providers. Works closely with the department heads from all lines of business, on potential fraud and abuse areas and will ensure that they conduct the investigation objectively and are lawfully compliant; and, is thorough in gathering all material facts and present an accurate and objective accounting of the issue.L.A. Care is committed to compliance with all applicable Federal and State statutory, regulatory and other requirements, and uses a comprehensive program to detect, prevent and control fraud, waste and abuse. (FWA). Responsible for creating policies and procedures for SIU Team.SIU Auditor ensures delegates comply with all applicable state, federal laws, regulations, contract requirements, and other guidance regarding investigations of Fraud Waste and Abuse (FWA).Responsible for annual delegate audits to review if delegates promptly report to L.A. Care any instances of potential (FWA) or noncompliance with applicable requirements. The oversight is intended to assess the Delegate’s performance against benchmarks and thresholds, and validate regulatory and contractual compliance. Show less The Local Initiative Health Authority of Los Angeles County, operating and doing business as L.A. Care Health Plan. An independent public agency authorized by the sate of California an established by the Los Angeles County Board of Supervisors. L.A. Care's mission is to provide access quality health care for Los Angeles County's vulnerable and low income communities and residents.Work with internal business units and/or external entities to correct performance deficiencies. Prepare and conduct trainings for internal business units and/or external entities.Review, approve and suggest revisions on policies and procedures, member/marketing materials, provider materials, compliance work plans, etc., as well as submit to regulatory entities for approval. Disseminate regulatory guidance to internal and external stakeholders and Plan Partners, and assist with the organization-wide interpretation and implementation of the disseminated state and federal regulatory guidance. Assist with managing the organization's policies and procedures process, compliance trainings, regulatory contract metrics monitoring and reporting systems, and vendor contracts. Conduct internal Compliance Investigations in accordance with L.A. Care Policies and Procedures. Show less

  • Senior Fraud Investigator

    Sept 2019 - now

  • Regulatory Analysis and Communications Advisor

    Jun 2018 - Sept 2019