Rick Rohr

Experience

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  A.G. Edwards (Wachovia Securities)

  Jan 1989 - Jan 2007

  Vice President

  Led Information Processing group which was responsible for the Opening of accounts, collection of client information and account documentation, and the opening and support of the client debit card/check feature.

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  Wells Fargo Advisors

  Jan 2007 - Jan 2013

  Group Manager

  Led brokerage operations Client Reporting group of 190+ team members including 4 Department managers and 13 Supervisors in addition to analysts and securites service and process specialists. Responsible for the oversight of Performance Reporting, Client Mailing/Statement/Proxy/Prospectus and Tax Reporting/Cost Basis departments.

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  Rohr Consulting

  Aug 2013 - Sept 2015

  Independent Financial Services Consultant

  Consulted with Scottrade on an Asia Pacific New Accounts Review project, as well as their initial Data Governance program installation.

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  Scottrade

  Sept 2015 - Nov 2017

  Data Governance Manager

  Manage the Data Governance team that is responsible for creation and enforcement of the firm’s Data Governance Policy. Helped create a User Access Certification process that helps ensure associates with access to applications and data have a valid need for access. Helped develop the current Data Governance program components which include;• Data Quality issue remediation – Created centralized process for reporting data quality issues• Data Steward Identification/engagement – Identified data stewards from the various business areas and developed engagement programs that include quarterly meetings and recognition of their efforts. • Raising enterprise awareness of the Data Governance program and capabilities. Raised awareness of Data Governance by creating an annual enterprise training requirement, created a monthly blog on the Scottrade intranet, and integrated Data Governance questions into IT and PMO work request forms Show less

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  TD Ameritrade

  Nov 2017 - Oct 2021

  • Data Governance Manager

    May 2020 - Oct 2021

  • Data Governance Consultant at TD Ameritrade

    Nov 2017 - May 2020