Rick Rohr

Rick Rohr

Vice President

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location of Rick RohrSt Louis, Missouri, United States

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  • Timeline

  • About me

    Data Governance Manager at TD (retired)

  • Education

    • Southern Illinois University, Edwardsville

      1978 - 1980
      Bachelor of Science (BS) Business Managment
  • Experience

    • A.G. Edwards (Wachovia Securities)

      Jan 1989 - Jan 2007
      Vice President

      Led Information Processing group which was responsible for the Opening of accounts, collection of client information and account documentation, and the opening and support of the client debit card/check feature.

    • Wells Fargo Advisors

      Jan 2007 - Jan 2013
      Group Manager

      Led brokerage operations Client Reporting group of 190+ team members including 4 Department managers and 13 Supervisors in addition to analysts and securites service and process specialists. Responsible for the oversight of Performance Reporting, Client Mailing/Statement/Proxy/Prospectus and Tax Reporting/Cost Basis departments.

    • Rohr Consulting

      Aug 2013 - Sept 2015
      Independent Financial Services Consultant

      Consulted with Scottrade on an Asia Pacific New Accounts Review project, as well as their initial Data Governance program installation.

    • Scottrade

      Sept 2015 - Nov 2017
      Data Governance Manager

      Manage the Data Governance team that is responsible for creation and enforcement of the firm’s Data Governance Policy. Helped create a User Access Certification process that helps ensure associates with access to applications and data have a valid need for access. Helped develop the current Data Governance program components which include;• Data Quality issue remediation – Created centralized process for reporting data quality issues• Data Steward Identification/engagement – Identified data stewards from the various business areas and developed engagement programs that include quarterly meetings and recognition of their efforts. • Raising enterprise awareness of the Data Governance program and capabilities. Raised awareness of Data Governance by creating an annual enterprise training requirement, created a monthly blog on the Scottrade intranet, and integrated Data Governance questions into IT and PMO work request forms Show less

    • TD Ameritrade

      Nov 2017 - Oct 2021
      • Data Governance Manager

        May 2020 - Oct 2021
      • Data Governance Consultant at TD Ameritrade

        Nov 2017 - May 2020
  • Licenses & Certifications

    • Series 7

      FINRA