Sareesh Koroth

Experience

• 

  National Stock Exchange of India Limited

  Oct 2002 - now

  Supervision and verification of all processes with respect to surveillance actions viz. Price band changes, Trade for Trade segment transfers, Rumour verification etc.Overseeing the process of monitoring for variation in scrip’s to identify any significant changes in price / trade volume of the scrip, alert generation and initiation of surveillance action on a real time basis.Verification of critical data and MIS reports before sending it to the regulators, MOF and senior management.Drafting of circulars related to surveillance actions and Client level position limits in CD segment.Identifying the areas of improvement in the surveillance system and recommending necessary system modifications to adhere to changing regulatory norms. Show less Supervision of the process of investments in fixed income products to ensure compliance with pre-defined prudential investment guidelines.Confirmation of secondary market deals with Counter Parties and reporting on FTRAC & CBRICS platform.Verification of Investment approval note and providing information on Investment details to the Board and Audit Committee.Preparing investment schedules and other periodic reports containing portfolio yield, ageing schedule, average maturity etc.Monitoring and coordination of Statutory and Internal audit related to Investments.Development of work flow based modules to improve efficiency and establish necessary checks & balances in Treasury operations. Show less Collection of secondary data regarding the debt instruments like interest rates, mutual fund rolling returns and data pertaining to credit analysis to assist in pre investment analytics and investment decisions.Asset Liability Management of Investments on a real time basis to manage margin & settlement obligations in NSCCL.Coordination with Clearing / Custodian banks, Counter parties for transfer of funds, physical investment / disinvestment of instruments.Verifying that investments are completed and the systems have been updated accordingly to reflect the credit / debit in DP statement, placement and redemption in Fixed Deposits, Liquid Funds, Dividend updation etc.Drafting of Investment approval note and providing information on Investment details to the Board and Audit Committee.Computation of Portfolio yield.Coordination with auditors and maintenance of physical documents viz. original FDR's, Interest Warrants etc. Show less

  • Associate Vice President - Investigation

    May 2023 - now

  • Chief Manager - Investigation

    Aug 2021 - now

  • Chief Manager - Surveillance

    Apr 2020 - Jul 2021

  • Senior Manager - Surveillance

    Apr 2018 - Mar 2020

  • Manager - Surveillance

    Jun 2014 - Mar 2018

  • Manager - Treasury

    Apr 2011 - May 2014

  • Assistant Manager - Treasury

    Jul 2008 - Mar 2011

  • Assistant Manager - NSCCL Finance

    Oct 2006 - Jun 2008

  • Executive Officer - NSCCL Finance

    Oct 2002 - Sept 2006
• 

  NSE India

  -

  Associate Vice President - Investigation