
Ning Chen
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About me
Product Manager (Insurance/Sub-brokerage Platform/Structured Products/Cash Bonds/ETFs/Equities)
Education

National Chengchi University
2008 - 2013Bachelor of Arts (B.A.) Public Finance GPA 3.56 (out of 4.0)Activities and Societies: Captain of NCCU women’s basketball team, Founder & President of NCCU women’s basketball league • Successfully balanced academic commitments while serving as a private tutor and initiating the NCCU women’s basketball league. • Module included: Public Finance, Tax Law, Tax Planning, Macroeconomics, Microeconomics, Accounting, Management, Financial Management, Investments, Money and Banking.

Durham University Business School
2016 - 2017Master of Science (MSc) Finance and Investment Have been awarded a Masters degree with meritActivities and Societies: Vice President of Durham University Taiwan Society, Team Durham University Basketball, College Basketball, College Pool • Developed versatile skills in problem-solving, communication, and leadership through assignments, seminars, and serving as Vice President of Durham University Taiwan Society.• The module included: Advanced Financial Theory, Behavioural Finance & Economics, Derivative Markets, Econometric Methods, Financial Modelling & Business Forecasting, Financial Risk Management, Portfolio Management, Security Analysis.
Experience

None
Sept 2008 - Jun 2013Private Tutor• Utilized diverse teaching strategies and resources to engage an elementary student with ADHD and enhance comprehension.• Developed strong communication channels with parents to provide updates on student progress and address any concerns.• Monitored student progress through regular assessments and adjusted teaching methods accordingly to ensure academic growth.

Standard Chartered Bank
Aug 2013 - Feb 2015Fast Track Graduate• Proactively attracted credit card applicants through direct sales and telemarketing efforts, while initiating a project to streamline the credit card verification process.• Managed front desk operations, including account openings, deposits, and remittances, while identifying and addressing client needs.• Conducted competitor analysis of front desk services and proposed initiatives to optimize service efficiency.• Nurtured client relationships and interpreted market reports, research, and trends to provide valuable insights to clients. Show less

元大商業銀行股份有限公司
Apr 2015 - Apr 2016ETFs/ Equities Product Manager• Introduced over 50 ETFs in a year, expanding investor options and increasing ETF trading volume by over 600% (USD 40+ million) from the previous year.• Collaborated with IT and Operations teams, as well as key vendors, to develop an automated equity trading confirmation system, effectively reducing operational risk.• Executed sales campaigns to enhance motivation for integrating ETFs and equities into client portfolios.• Supported senior product managers in data collection and report generation to enhance departmental productivity. Show less
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Taichung Commercial Bank (2812)
Jan 2018 - Jun 2019Structured Notes/ Cash Bonds Product Manager• Developed and executed product strategy and sales campaigns to increase the trading volume of cash bonds by 50% (USD 40+ million) and structured notes by 80% (USD 20+ million) compared to the previous year.• Conducted market research, executed product launches, and delivered routine product training sessions to the sales team.• Developed and maintained product documentation to ensure accuracy and compliance with internal requirements and external regulations during the launch process. • Managed daily product quoting, coordinated with external product providers, and handled incoming product inquiries from the sales team.• Minimized product risk by monitoring daily reports, investigating irregularities such as rating changes and significant price fluctuations, and providing essential information to the sales team. Show less

HSBC
Jan 2020 - Oct 2020Structured Products Product Manager• Implemented and oversaw the rollout of structured notes, driving a significant 500% upsurge in trading volume (USD 15+ million) from the previous year.• Secured approval for launching structured products, ensuring full compliance with legal, compliance, and regional standards for incorporating new payoffs.• Collaborated with IT and Operations teams to develop a physical settlement platform for structured notes, enhancing customer trading flexibility.• Proactively monitored the performance of individual underlying assets within the product, delivering timely knock-in alerts to customers to enhance post-sales support.• Offered comprehensive support across all distribution channels for structured products, including product promotions, operational processes, and channel communication.• Generated comprehensive product reports with in-depth analytics, including market trends and competitor analysis, for senior executives on a consistent basis. Show less

凱基證券 KGI SECURITIES
Apr 2022 - now• Conducted market research, competitive analysis, and collaborated with insurance partners to enhance product features, improve customer satisfaction, and ensure timely delivery of over 50 insurance products, leading to a 25% year-over-year revenue growth.• Guided the entire product process and executed sales promotion initiatives, resulting in a 25% increase in non-investment life insurance premiums within a year, despite a 10% decline in overall market performance during the same period.• Ensured company policies remain compliant with regulatory updates to prevent any violation of legal standards.• Led a team of 2 product managers, providing guidance and expertise to enhance their skills and knowledge. Show less • Led platform enhancement initiatives, fostering close collaboration among departments to ensure effective implementation and task prioritization, while providing transparent project updates to key stakeholders.• Optimized trading processes and enhanced system functionalities, including eliminating document transmission to the trading room, streamlining trader workflow, and providing daily cash bond settlement amount calculation functionality.• Implemented a telephone order-placement system for cash bonds, facilitating customer orders remotely without requiring branch office visits.• Integrated Bloomberg's corporate action and publicly traded partnership (PTP) database into the internal systems, enabling improved post-sales service delivery to clients.• Conducted a review and adjustment of the transaction/custody fee structure for equities, leading to a reduction of approximately 15% in the overall settlement costs. Show less
Insurance Product Manager
Feb 2023 - nowSub-Brokerage Platform Product Manager
Apr 2022 - Jan 2023
Licenses & Certifications

Derivatives and Risk Management
Taiwan Academy of Banking and FinanceAug 2018
Structured-Product Sales Personnel
Taiwan Academy of Banking and FinanceOct 2013
Financial Planning Personnel
Taiwan Academy of Banking and FinanceApr 2013
Bank Internal Control and Audit
Taiwan Academy of Banking and FinanceAug 2012
Basic Test on Financial Markets and Professional Ethics
Taiwan Academy of Banking and FinanceJan 2018
Laws and Regulations on Trust Businesses
中華民國信託業商業同業公會(Trust Association of Republic of China)Sept 2012
Anti-Money Laundering and Countering Terrorism Financing Specialist
Securities and Futures InstituteSept 2018
The Sales Personnel of Futures Trust Fund Distributors
Securities and Futures InstituteApr 2015
Securities Investment Trust and Consulting Professionals
Securities and Futures InstituteJul 2012
Senior Securities Specialist
Securities and Futures InstituteMay 2012
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