Kim Nguyen

Experience

• 

  Deloitte Vietnam

  Jan 2013 - Nov 2013

  Audit Associate

  Audit Associate- Communicating with clients to understand clients' needs and expectations, their business and industry, accounting and control systems.- Assessing risks and evaluating the client's internal control structure.- Performing substantive tests and tests of internal controls to identify and resolve accounting or reporting issues.- Drafting financial statements under prescribed formats- Complete working papers related to Cash, Fixed Assets, Payroll, Expenses…- Go to provinces such as Vung Tau or Binh Duong for field job like performing test of controls- Deliver services to big clients in banking industry and Oil industry, eg PV Oil in Viet Nam. Show less

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  SCS Vietnam

  Feb 2014 - Jun 2016

  Senior SMSF accountant

  - Assist in the planning for the commencement of jobs and acquiring knowledge and understanding of client’s funds.- Check for completeness of source documents and communicate with clients for missing bank statements, invoices and clarification.- Complete financial reports and SMSF Annual tax returns with high accuracy and timely manner to ensure the clients are happy with the quality.- Ensure files are completed and kept up to date.- Prepare pension documents, actuarial certificate and calculations thereof.- Expert experience with various softwares: BGL Simple Fund, Handi, Class Super, Desktop Super and BGL 360.- Assist senior reviewers to review training jobs for new trainees.- Good knowledge in SMSF practices; Timely and accurate identification of and tax compliance issues. Show less

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  ASWIG Group

  Jun 2016 - now

  - Gather all information provided in Fact Finds, About your questionnaires, File notes… to understand client situation. -Review client’s investment portfolio (ROA calculation, Preso…) to ensure goals and objectives to be aligned with desirable outcome. - Review client’s insurance needs in terms of financial and life aspect. - Check Record of Advice, Statement of Advice, Strategy Papers and all necessary reports (Insurance Policy schedule, Fee disclosure Statement, Comparison report, Non APL forms, Opt-in renewal…) before and after client meeting to find out any mistakes occurred and outstanding items. - Liase closely with Client Service Managers and paraplanners preparing the advice to update some issues. - Work with underwriting team to ensure that all insurance applications, rollover forms… have been prepared in accordance with strategy approved by clients. If not, investigate the reason to assist in updating. - Assist Practice Manager to build up compliance process. Prepare Compliance Monthly report and Audit Scorecard spreadsheet. - Process quality control to ensure all risks have been covered. - Prepare final compliance check before the audit. Show less

  • Head of Compliance

    Jun 2016 - now

  • Head of Finance

    Jun 2016 - now