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Abilash M

Abilash M

Compliance Executive

Followers of Abilash M214 followers
location of Abilash MChennai, Tamil Nadu, India

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  • Timeline

  • About me

    Experienced Compliance Professional in Financial Markets

  • Education

    • Institute of Management Technology - CDL

      2013 - 2014
      Post-Graduate Diploma in Business Administration. Business Administration and Management, General

    • R.K.M Vivekananda College, Chennai

      2002 - 2005
      Bachelor of Corporate Secretaryship (B.C.S) Business/Commerce, General Second Class

  • Experience

    • Sugal & Damani Share & Stocks Pvt Ltd

      Apr 2005 - Jan 2008
      Compliance Executive

      Managed the opening of all types of accounts, including Trading Accounts and Demat Accounts, ensuring smooth onboarding for clients.Addressed and resolved queries and discrepancies in KYC documents to ensure compliance with regulatory standards

    • Saravana Stocks Pvt Ltd

      Feb 2008 - Jun 2013
      Officer-Operations

      Adhered to Compliance and Regulatory requirements of CDSL Operations in line with Depository & SEBI guidelines.Executed on-market, off-market, inter-depository, early pay-in, inter-settlement instructions, pledge, bill generation and high-value transactions, ensuring smooth operations.Managed inspections from the Depository (CDSL), ensuring readiness and adherence to required standards

    • SSPL Commodities Pvt Ltd (associate company Saravana Stocks Pvt Ltd)

      Jun 2013 - Oct 2016
      Compliance Officer

      Ensured strict adherence to KYC norms as per FMC, MCX, and SEBI guidelines.Administered, coordinated, and supervised daily activities related to MCX operations, ensuring smooth and efficient processes.Prepared comprehensive MIS and annual compliance reports, providing valuable insights into operational performance.

    • Central Depository Services India Ltd

      Nov 2016 - Apr 2017
      Deputy Manager

      Inducted new DP and collaborated them on board procedures and formalities to get registered with CDSL & SEBI. Guided existing Depository Participant with respect to DP Operations & latest developments on Compliance as per Depositories & SEBI guidelines.

    • ADITYA BIRLA MONEY LTD

      Apr 2017 - Mar 2022
      Manager

      Complied with various regulatory requirement of NSE, BSE, MCX, NCDEX, CDSL and NSDL on a timely manner. Handled Inspection carried out by Stock Exchange, Depository and SEBI.Played a key role in the development and regular review of policies relating to Stock Broking, PMLA, DP, IA, RIA and PMS

    • Yubi

      Mar 2022 - now
      Associate Vice President

      Acquired key licenses from Stock Exchange / SEBI , streamlining operations, and ensuring 100% adherence to industry standards. Strong ability to adapt to regulatory changes and lead teams to exceed goals with attention to details.

  • Licenses & Certifications

    • Depository Operations training conducted by Central Depository Services India Limited (CDSL)

      Central Depository Services India Limited

    • NISM Series-IX: Merchant Banking

      National Institute of Securities Markets (NISM)

    • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund)

      National Institute of Securities Markets (NISM)