Experience

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  中華民國證券投資人及期貨交易人保護中心the securities and futures investors protection center (sfipc taiwan)

  Sept 2016 - Nov 2016

  Student intern
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  國泰金融控股股份有限公司(cathay financial holdings)

  Aug 2018 - Jul 2019

  Cathay sice -legal compliance officer

  - Review legal business of offshore funds and relevant documents in both Chinese and English.-Compile and implement regulations of SICE and AML-CFT.-Revise relevant internal regulations and internal control system.-Pre-planning for Board of Directors and relevant documents in both Chinese and English.-Arrange and lecture internal trainings. (SICE Regulations/AML/GDPR /Personal Information Protection)

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  中華民國證券暨期貨市場發展基金會 securities and futures institute (sfi taiwan)

  Jan 2021 - now

  Legal researcher on financial sector

  Provide research services and design solutions to help clients enhance business development：Specialization: - Regulations and Businesses related to Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises (SITE/SICE).- Regulations and Businesses related to Securities Firms.- Regulations and Businesses related to Proxy Advisor.- Regulations and Businesses related to Asset Custody.- Regulations and Businesses related to Corporate Governance of Listing Companies. Proposing projects based on the current status of capital market development, timely provide professional recommendations on markets and systems in accordance with current events, as well as accept commissions from securities and futures-related institutions to conduct special research projects：- Taiwan Stock Exchange Corporation (TWSE)- Taiwan Depository & Clearing Corporation (TDCC)Issues Commentary on Capital Market：- The Rise of new ventures companies listing in the United States -A brief discussion on the "Special Purpose Acquisition Company". (E-Bimonthly of Taiwan Depository & Clearing Corporation, 2021.08 vol. 257)-The New Role of Custodians in the Sustainable Trend. (Commercial Times, 2022.06.08)-Transforming and Upgrading Custodial Services - An Analysis of the New Role of Custodian under the Trend of Sustainable Finance (Securities Services Review No.692, Dec,2022)Forum Speaker Experience：- Development of Alternative Investment Funds in Luxembourg (Taipei, Taiwan, 2022.09.16) Show less