
Timeline
About me
FAIS Regulated Compliance Officer | Certified Financial Planner
Education

Cape town university of technology
2015 -Property valuations valuations
University fo cape town
2007 - 2008Certificate in compliance management insurance certificate in compliance management
University of the free state
2004 - 2005Post grad in financial planning insurance post grad in financial planning
University of the western cape
1981 - 1986B iuris law
University of cape town
2007 - 2008Certificate in compliance risk management insuranceActivities and Societies: Risk Management and Compliance Framework

University of johannesburg
2016 - 2017Post grad in compliance and risk manage insurance post grad in compliance and risk management
Experience

Old mutual south africa
Sept 1989 - Jul 2007Certified financial plannerProviding Financial advice to clients

Holistic compliance management solutions pty ltd
Jul 2007 - nowFais regulated compliance officerAssist Independent Financial Planners /Advisors to increase their Value through Compliance

Self employed compliance consulting
Mar 2018 - Jun 2020Consultant
Allan gray proprietary limited
Feb 2019 - Mar 2020Practice developmentUnderstanding your business and offering value to your clients through practice Management and Compliance
Licenses & Certifications

Approved fsca compliance officer
Holistic compliance management solutions pty ltd
Regulatory exams re1 key individual & re 5 representative, re 3
Moonstone business school of excellenceApr 2008
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