Nicola Rushin

Nicola Rushin

CSDP Reconciliations

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location of Nicola RushinCape Town, Western Cape, South Africa

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  • Timeline

  • About me

    Business Analyst at SecuritEase

  • Education

    • Canadian Securities Institute

      2017 - 2017
      Canadian Securities Course Distinction

      The Canadian Securities Course (CSC) is offered by the Canadian Securities Institute (CSI), a Moody's Analytics company. It is required for becoming licensed to work within the Canadian securities industry as a securities registered representative for a securities broker.It can also be used to satisfy the educational requirement necessary to be licensed to sell and trade Mutual Funds, ETFs, Stocks and Fixed Income Securities in Canada.

    • Canadian Securities Institute

      2019 - 2019
      Derivatives Fundamentals Course Distinction

      The Derivatives Fundamentals Course (DFC) is an industry licensing course that provides a foundational understanding of derivatives, from both a risk management and trading perspective. It is a requirement of individuals seeking to gain registration with an IIROC member firm to deal in options or futures with clients in Canada.

    • Jeppe Highschool for Girls

      1989 - 1993
      Matric, with University exemption

      Johannesburg

    • Compuways (Code College)

      2011 - 2011
      Beginning Transact SQL Information Technology
    • Rhodes University

      1994 - 1997
      Bachelor of Commerce - BCom Economics, Law
    • Rhodes University

      1998 - 1999
      B.Com Honours Economics

      Financial Economics, Econometrics

    • Faculty Training Institute

      2021 - 2021
      Certificate Programme in Business Analysis Information Technology Distinction
  • Experience

    • Southern Asset Management

      Jul 1999 - Oct 1999
      CSDP Reconciliations
    • Tasc Administration (Curofund Services)

      Oct 1999 - Jun 2001
      CSDP & Securities Lending Reconciliations
    • Peregrine Holdings Limited

      Jul 2001 - Aug 2007
      Head of Securitites Lending: Peregrine Equities

      Set up and managed a securities lending desk, capable of dealing with high volumes of loan and collateral activity. Worked closely with business analysts and developers to create and test solutions for the full automation of several complex and high risk securities lending functions, including BDA trade analysis for short sales and collateral, messaging, reporting, fees & interest. Previous roles:OTC derivatives (margin calculations / mark-to-market for CFD's and futures); dealer support; JSE Settlements Officer. Show less

    • Irish Life Investment Managers

      Sept 2007 - Jun 2009
      Team leader: Accrued income (NAV)

      Led a team of 6 individuals responsible for NAV sign-off of projected income transactions: securities lending income, dividends, interest, corporate actions, coupons, maturities, rent and forex (for 31 countries, across Europe, North and South America, Africa, Asia and the Pacific Region).Together with the Operational Excellence team (Lean Six Sigma) and developers, I was responsible for identifying areas of inefficiency in the team’s processes & systems, as well as proposing and implementing solutions. Show less

    • Planned work sabbatical

      Jun 2009 - Dec 2021
      ...

      *Completed a Business Analyst course (with distinction), a Transact SQL course and two coveted Canadian capital markets certifications (with distinction).*Carried out all the immigration administration and logistical planning for three international relocations, due to my husband being offered positions at Bank of Ireland and TMX (Toronto & Montreal Securities Exchange). *Volunteered at a local public school in Ontario, while assuming family responsibilities.

    • LEAD2 Consulting

      Jan 2022 - May 2023
      Business Analyst

      July 2022 to May 2023. M&G Investments: CRIMS (portfolio construction & trading system), SaaS implementation. Agile, Jira.Epic owner for “trading & execution” and “compliance & risk”. Gather, document and manage business requirements for trading, risk & compliance and end-to-end tradeflow integration, as well as processes that required direct access to the CRIMS database (in particular, for managed funds). Worked with trading, risk and compliance teams, as well as business analysts at Charles River Development and internal IT, to ensure that solutions are successfully delivered. Jan 2022 to June 2022. Global Independent Administrators: Fundamental to InvestOne (fund accounting systems) migration. NAV reconciliations for fixed-income funds that were not ready for migration. Investigated and explained NAV discrepancies caused by trades, maturities / redemptions, accrued interest, static data setup, days-to-maturity, prices etc. Show less

    • SecuritEase

      Jul 2023 - now
      Business Analyst

      Licensee: Investec Wealth & Investment. High priority change requests: Analyse BRS documents from Investec BA’s and document functional requirements for developers. Assist with creating solutions, together with systems analysts and developers at SecuritEase. Test solutions using SQL, SID and Git, as well as testing new API endpoints using Swagger. Resolve issues directly with the developers, prior to deployment to UAT.Previously, I was the Lead BA for a significant project that involved gathering business requirements from the data (IT) team and various back-office and middle-office stockbroking teams at Investec, synthesising requirements into tables and documenting process flow diagrams & UML activity diagrams. Show less

  • Licenses & Certifications

    • JSE Compliance Officer Exam (Johannesburg Stock Exchange)

      Grade: distinction
      View certificate certificate
    • JSE Settlements Officer Exam (Johannesburg Stock Exchange)

      View certificate certificate
    • Registered Persons Exams (RPE): Regulation of SA Financial Markets, Capital Markets, Equity Markets, Fixed Interest and Bond Markets, Futures, Options and Other Derivative Products.

      Securities Institute: London
      View certificate certificate
  • Volunteer Experience

    • Volunteer

      Issued by W.H. Morden Public School, Oakville, Ontario, Canada on Nov 2017
      W.H. Morden Public School, Oakville, Ontario, CanadaAssociated with Nicola Rushin