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James Carroll

James Carroll

Head of Research Production

Followers of James Carroll34 followers
location of James CarrollJapan

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  • Timeline

  • About me

    Experienced Supervisory Analyst

  • Education

    • Amherst College

      1980 - 1984

  • Experience

    • Schroders Securities

      Sept 1996 - Jan 2000
      Head of Research Production

    • Credit Suisse

      Jan 2000 - Aug 2005
      Vice President - Head of Research Production

    • Japaninvest Group plc

      Aug 2006 - Mar 2015
      Research Compliance Officer

    • Haitong Securities International Securities Group

      Apr 2015 - Apr 2020
      Director - Cash Equities

    • SEB

      Jun 2021 - now
      Supervisory Analyst

  • Licenses & Certifications

    • Associate in the Academy of Life Underwriting

      Academy of Life Underwriting

    • Fellow Life Management Institute

      Life Office Management Association

    • FINRA Series 7, 16, 24

      Financial Industry Regulatory Authority (FINRA)

    • Chartered Life Underwriter

      The American College of Financial Services