PRADEEP M

PRADEEP M

KYC And Depository Operations Executive

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location of PRADEEP MChennai, Tamil Nadu, India

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  • Timeline

  • About me

    KYC | Depository Operations | Demat Account | MBA | NISM-Series-VI & VII

  • Education

    • Institute of Cost Accountants of India

      2019 - 2019
      CERTIFIED MANAGEMENT ACCOUNTANT CMA-FOUNDATION
    • University of Madras

      2018 - 2021
      Bachelor of Commerce - BCom Banking, Corporate, Finance, and Securities Law
    • Pondicherry University

      2021 - 2023
      Master of Business Administration - MBA Business Administration and Management, General
  • Experience

    • SSPL WEALTH PRIVATE LIMTED

      Nov 2021 - Feb 2024
      KYC And Depository Operations Executive

      1. Opening Demat Account and Verifying documents for individuals, HUF, NRI, Corporate Body, Trust and other non- Individuals. 2. Modification in Accounts i.e. Change of Address,mail id, mobile No, Nominee. Bank Details etc.3. Closure,transfer and transmission of demat and trading account. 4. Creating, modifying and fetching the CKYC and CVL KRA5. Handling of Pledger, Re-pledge,Un-pledge 6. Settlement of Pay-in/Pay-out and early pay on day-to-day basics. 7. Issued Delivery Instruction Slip book to new open Beneficiary owner and Existing Beneficiary Owner on the basic of Requisition. 8. Handling IPOs and corporate action like buyback, offer for sales, rights issues.9. Dematerialization, process the transmission and transposition of physical shares. 10. Handling client queries / audit queries / inspection queries. 11. Keep track of all the grievances / complaints related to DP. 12. Developing and Implementing the rule that are provided by NSE/BSE/CDSL/SEBI Show less

    • PhonePe

      Feb 2024 - now
      Operations Analyst
  • Licenses & Certifications

    • NISM : series-VI ( Depository Operations Certificate Examination)

      National Institute of Securities Markets (NISM)
      Dec 2022
    • Certificate of participation in 6 hours online training program on Anti-Money Laundering (AML)

      ANMI
      Nov 2023
      View certificate certificate
    • NISM-Series-VII: (Securities Operations and Risk Management Certification Examination)

      National Institute of Securities Markets (NISM)
      Dec 2023
    • Fundamental of digital marketing

      Google Digital Garage
      May 2020
      View certificate certificate
    • CDSL's DP Training Program

      CDSL - Central Depository Services India Ltd
      Nov 2023
      View certificate certificate