Fred Schrick

Experience

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  Arthur Andersen

  Jul 1999 - Dec 2001

  Audit Senior
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  UBS

  Jan 2002 - Feb 2009

  Finance Director

  - Lead controller managing an international team of five analysts governing IT finances of $350 million through the preparation of monthly forecasts and annual budgets.

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  Scottrade

  Mar 2009 - Jan 2014

  Vice President, Financial & Regulatory Reporting

  - Oversaw the reporting department's issuance of financial and regulatory reports including quarterly and annual GAAP financial statements and regulatory reports to the SEC, FINRA, OCC and Federal Reserve Bank.

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  Sigma-Aldrich

  Jan 2014 - May 2015

  Director - Global SEC Reporting

  - Led the reporting department's monthly global consolidation of 78 legal entities and the issuance of periodic public financial information including: > Quarterly and annual GAAP financial statements via forms 10-Q and 10-K. > Quarterly Audit Committee and Board of Director financial reviews. > External presentations including investor conferences. > IFRS compliant financial statements concurrent with the Company's pending business combination.

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  OptionsXpress

  May 2015 - Aug 2017

  Chief Financial Officer

  - Senior financial officer and executive committee member for optionsXpress subsidiary of Charles Schwab with governance responsibilities for treasury, capital, finance, accounting and reporting while serving as senior advisor for the firm's risk management program.

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  Charles Schwab

  May 2015 - Aug 2017

  Managing Director Accounting & Reporting

  - Directed the accounting and statutory reporting functions for the Company's broker-dealer and bank subsidiaries with consolidated assets in excess of $150B and periodic filings to agencies including the SEC, FINRA, NFA, OCC and Federal Reserve.- Spearheaded consolidation of regulatory reporting teams from multiple offices to drive operational and cost synergies by aligning the department with the Company's geographic strategy initiative. - Principal point of contact for regulators and other audit constituencies during periodic examinations. Show less

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  Stifel Nicolaus

  Aug 2017 - now

  Chief Financial Officer & Treasurer

  - Principal financial executive with governance responsibilities over the regulatory, accounting and treasury functions for the Company's five billion dollar clearing broker-dealer subsidiary.- Advisor to executives via the Risk and ALCO committees on the capital and liquidity implications arising from new product initiatives, evolving regulations and macro industry developments. - Entrusted with financial oversight of international businesses to ensure alignment with corporate objectives and optimization of global capital deployment. Show less