Sinothando Mdlulwa(Moyeni)

Experience

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  Fusion Outsourcing Services

  Sept 2011 - Apr 2012

  Campaign agent

  Sim SwapsUnlock blocked phonesLock stolen or lost phonesAssist with Airtime and Data queriesPromote Vodacom Campaigns

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  Longain Group

  Jun 2012 - Apr 2013

  Administrator

  • Preparing offers to purchase• Marketing strategies• Understanding and identifying team dynamics• Understanding difference in investing in property• Gained insight in analyzing property financials• Worked hand in hand with bond originators where bond financing is concerned

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  City of Cape Town

  Jun 2013 - Sept 2013

  Data collectionData AnalysisData Capturing Consulting The aim of the project was to identify areas of concerns with regards to skill development needs with the organizations’ employees in order implement performance development plan to bridge the gaps identified. We went to different civic centres around Cape Town and surrounding areas, where we collected data through questionnaires and Interviews with various staff members within the broader organization and sub departments of The City of Cape Town Municipality.

  • Skills Audit Facilitator

    Jun 2013 - Sept 2013

  • Skills Auditor

    Jun 2013 - Jun 2013
• 

  Glacier by Sanlam

  Oct 2013 - Jan 2016

  Operations Consultant

  The input of all client instructions into the administration system and ensuring the constant update of the workflow system• Ensuring all instructions received comply with the business rules and legal regulations • Assist in the prevention of fraud and money laundering by adhering to legal and business requirements• Liaising with all relevant role players e.g. intermediaries / clients / broker consultants, etc. to obtain any outstanding information / documentation or to clarify instructions received• Imparting information to the relevant role players via telephonic contact / faxes / email etc. in order to keep them updated• Technical understanding of all Glacier’s offerings and the ability to apply that understanding to daily outputs • Where necessary, daily quality assurance of all instructions processed • Ad-hoc client service project involve Show less

• 

  Citadel Investment Services

  Feb 2016 - Apr 2021

  Provide advice, monitoring and reporting in each of the fields applicable to the CIS Manco in respect of CISC Act, Board notices, circulars and Guidance notes- • Implement the review of the Risk Management Plan.• Put in place a monitoring plan for the year, quarter and monthly.• Ensure relevant legislation and reports are saved accordingly.Daily monitoring of Hedge Funds (Board Notice 52 and IMA) & Share portfolios (Mandate limits), update of breach registers and reporting- • Monitor all Hedge Funds in respect of Board Notice 52 of 2015 limits and Investment Management Agreement limits.• Ensure breaches are communicated to the Portfolio Managers and recorded in the breach register.• Confirm Board Notice 52 of 2015 breaches to the Trustees with the Manager’s feedback• Liaise with the Risk manager on all breaches occurred for the quarter. Other monitoring required-• Monitor monthly Transaction Registers and ensure findings are communicated to the business.• Provide advice, monitoring and reporting in respect of FICA and ensure all non-compliances are communicated with the relevant parties.• Liaise with Team Leader on FICA stats for the month.• Review the Monthly CAR in respect of Board Notice 910 of 2010Lodging and reporting• Review of Mark-to Market report and lodge to the FSCA monthly.• Prepare and lodge Quarterly FSCA reports in respect of the Hedge Funds• Assist with and lodge Quarterly FSCA reports in respect of Long Only Funds• Assist with Quarterly & Annual Questionnaire to the Trustees • Assist with the Quarterly report to the Board OTHER:• Assist with procedures and implementation of rules on Bloomberg• Build good relationships with the team members, internal stakeholder, external suppliers, Trustees and the FSCA.• Keep up to date with industry trends and best practice in the market• Assist with ad-hoc queries. Show less This role’s key focus areas are:1. 50% Weight – ADMINISTRATION OF ALL EXISTING FUND FACT SHEETS• 20% : Collating and gathering of data to update Citadel monthly fact sheets (FFS) - Fund information via email from the different external fund managers - Where relevant save external house’s own fund fact sheets from their websites onto our server - Receiving and collating fact sheet information from the CAM portfolio managers and update the Matrix- Save sourced documents and house factsheets on internal network (Citapedia) and server • 70% : Use this information to update/complete: - Monthly fund fact sheets- Upload FFS on Citapedia and the CAM server - Send FFS to Horizon Helpdesk to upload onto Tyrus• 10% : Maintaining and expanding of the Matrix (our internally developed data base)- Creation of new FFS on an ad-hoc basis2. 20% Weight - ADMINISTRATION OF PRM’S AND FRM’S• 100% : Monthly Portfolio Review Meeting (PRM) sheets and Fund Review Meeting (FRM) sheets Show less

  • Compliance Officer

    Jul 2018 - Apr 2021

  • Fund Fact Sheet Administrator

    Feb 2016 - Jun 2018
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  Prescient Fund Services

  May 2021 - Nov 2021

  Regulatory Reporting Specialist
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  RisCura

  Feb 2022 - Apr 2023

  Compliance Analyst

  The main purpose of this job is to provide portfolio analytics and other supporting analysis in relation to institutional client portfolios and within the relevant regulatory frameworks.

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  Investec Wealth and Investments

  May 2023 - now

  Compliance officer

  I assist W&I business to comply with Collective Investment Schemes Control Act (“CISCA”) and the regulations relating to CISCA and I also assist the business to comply with FAIS and the regulations.