Experience

• 

  First security bank

  Jun 1991 - Mar 1997

  Trust administrator

  Transfer Agent, Supervisor of certificate issuance, dividend allocations and proxy tabulation.

• 

  Stocktrans

  Jan 1997 - Aug 2000

  Vice president

  Transfer agent operations

• 

  Deutsche bank

  Oct 2000 - Jun 2003

  Specialist

  Corporate Actions

• 

  Morgan stanley

  Jul 2003 - Aug 2010

  Director operations

  Proxy and Corporate Actions departments. Managed audit, risk, people leader development, supervisory oversight.

• 

  Charles schwab

  Aug 2010 - now

  Manage Corporate Actions, Proxy, Class Actions, Bankruptcy departments. People leader development, risk management, audit & regulatory compliance, vendor oversight, business partner collaboration. Manage mandatory corporate actions. People leader development, risk management, audit & regulatory compliance.

  • Director

    Jan 2013 - now

  • Senior Manager

    Aug 2010 - Jan 2013