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Ashok Vashistha

Officer

1000 followers

Mumbai, Maharashtra, India

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Timeline
About me
Manager |Leadership skills| Team Player
Education
- Birla College of Arts Science & Commerce Birla College Road Kalyan Dist Thane 421 304
  1998 - 1999
  Bachelor of Commerce - BCom Business/Commerce, General pass class
  Activities and Societies: Got certificate for inter classes volley ball runner up
- Birla College of Arts Science & Commerce Birla College Road Kalyan Dist Thane 421 304
  1992 - 1993
  Higher secondary Business/Commerce, General
Experience
- Century Rayon Hospital Trust
  Apr 1998 - Oct 1998
  Officer
  Handling Books of Accounts, including Purchase and Sales
- M/s K R M Securities Pvt LTd.
  Oct 1998 - Jan 2000
  Dealer Sales
  1. Operating the Bse terminal and looking after all backoffice work.2. Looking after the Risk management .
- M/s D.K.Modi Securities Pvt. Ltd.
  Feb 2000 - Mar 2003
  Senior Dealer
  1. Managing new clients onboarding with proper C.D.D & KYC according to SEBI rules & regulations. 2. Looking after the risk management and compliance.3. Client servicing & management
- Anand Rathi Shares and Stock Brokers Ltd
  Nov 2004 - Nov 2019
  Retail Client Business ,Handling Team, Sales of financial products. Onboarding of Clients & Screening, Acquisition of new clients with proper C.D.D , E.D.D & KYC. Brand Building, With proper MIS to the management on regular basis, Handling Team, Sales of financial products. Onboarding of Clients & Screening, Acquisition of new clients with proper C.D.D , E.D.D & KYC. 1. Looking after day to day activities of operations, sales & marketing 2. Onboarding of New Clients & with proper Screening. 3. Managing clients with proper C.D.D , E.D.D & KYC.4. Acquisitions of new customers.5. Reporting the MIS on regular basis to management
  - Senior Branch Manager
    Sept 2014 - Nov 2019
  - Branch Manager
    Apr 2006 - Aug 2014
  - Senior Dealer
    Nov 2004 - Mar 2006
- Anand Rathi Share and Stock Brokers Ltd
  Dec 2022 - now
  Operations & IT Manager
Licenses & Certifications
- NISM Series -VII : Securities Operations & Risk Management Certification Examination
  National Institute of Securities Markets (NISM)
  Sept 2024
Honors & Awards
- Awarded to Ashok Vashistha
  Insurance Login Anand Rathi Shares & Stock Brokers Ltd. 2018 Certificate of Excellence Insurance Login Contest 2018
- Awarded to Ashok Vashistha
  Portfolio Management Services (PMS) Contest Anand Rathi Shares & Stock Brokers Ltd 2018 Certificate of Excellence PMS Login Contest 2018
- Awarded to Ashok Vashistha
  Equity Cash Turnover Week Anand Rathi Shares & Stock Brokers Ltd Certificate of Achievement for qualifying in Cash Turnover Week.

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