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Sneha Anurag

Sneha Anurag

Executive

Followers of Sneha Anurag2000 followers
location of Sneha AnuragMumbai, Maharashtra, India

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  • Timeline

  • About me

    Portfolio Compliance | Risk Management | Regulatory Compliance | Third Party RCU |

  • Education

    • Dominic Savio Vidyalaya

      -
      SSC

    • Mulund college of commerce

      2006 - 2008
      HSC

    • Sikkim Manipal University - Distance Education

      2013 - 2015
      Master of Business Administration (M.B.A.) Finance

    • University of Mumbai

      2008 - 2011
      Bachelor of Management Studies (BMS) Finance

  • Experience

    • National Institute of Securities Markets (NISM)

      Aug 2011 - Jan 2014
      Executive

    • LIC Mutual Fund

      Jan 2014 - Mar 2017
      Associate - Risk & Compliance

    • Kotak Mahindra Bank

      Mar 2017 - Sept 2019
      Deputy Manager - Risk Containment Unit

    • Franklin Templeton

      Sept 2019 - now

      • Deputy Manager- Investment Compliance

        Dec 2021 - now

      • Senior Lead Executive - Investment Compliance

        Sept 2019 - Dec 2021

  • Licenses & Certifications

    • Anti Money Laundering & Know Your Customer (AML & KYC)

      Indian Institute of Banking and Finance
      Jun 2015

    • NISM Series VII: Securities Operations and Risk Mangement Certification

      National Institute of Securities Markets (NISM)
      Dec 2012

    • NISM Series V A : Mutual Fund Distributors Certification

      National Institute of Securities Markets (NISM)
      Jun 2013

    • NISM Series VIII: Equity Derivatives Certification

      National Institute of Securities Markets (NISM)
      May 2021