Shivani Jha

Experience

• 

  Citi

  Jul 2013 - Nov 2021

  • Assistant Manager

    Mar 2018 - Nov 2021

  • Senior Associate

    Jan 2016 - Feb 2018

  • Associate

    Jul 2013 - Dec 2015
• 

  EY

  Nov 2021 - Dec 2022

  Senior Consultant

  Identify false positives, transactions requiring further information and suspicious transactions requiring further action.Carry out complex research/investigations in order to confirm whether or not the potential matches to are actual matches according to laid down guidelines.Analyse potential matches to make an informed decision, refer and escalate matches accordingly.Review the alerted transactions to find any red flags based on customer profile (individual and corporate).Do the analysis on customer transaction over a period of time and raise concerns over any anomalies or patterns observed.Be update on the AML policy and procedure changes and give necessary trainings.Connect with various teams across the globe to gather necessary information and take a sound decision basis the documents provided.Handling a team and taking care of their career growth, appraisals, etc Show less

• 

  Deutsche Bank

  Dec 2022 - now

  Associate

  Responsible for verification of Client dataPerform due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as; SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc.Verifying KYC documentation of the Clients to be adopted/reviewedPerform the risk assessment of the Client to be adopted/reviewedSigning off on new client adoptions and periodic reviewsManage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank’s internal policiesManage exception ensuring that all SLA’s defined with the Business on timeliness and quality are adhered Show less