Ian Mario Simpson MSc, ICA

Experience

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  CN electronics

  Sept 2016 - Nov 2018

  Account Assistant
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  Sampath Bank

  Nov 2018 - Oct 2019

  Human Resources Intern

  Conduct induction training to newly joined staff Arrangements of Special and Targeted specific InterviewsHandling Internship (Into Every specific thing)Sessions on Induction ( Documentation & Making the small things happen Great)By ensuring that Sampath Bank Smile Wins Handling the payroll of Interns

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  Legacy Health LLC

  Mar 2020 - Apr 2021

  Operations Executive

  As a Operations Executive was specialized in processing medical insurance claims. (Surgical and Hospital) . Primarily responsible for verifying the authenticity and eligibility of claims, analyzing the billing, communicating with policyholders, and ensuring adherence to all the policies and regulations during the entire procedure.Responsible to main the medical providers turnovers and achieving lower accounts receivables (AR)New joiner Trainee (ON THE JOB)

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  HSBC

  Apr 2021 - Dec 2024

  Conducting effective and timely investigations into assigned cases in alignmentwith agreed-upon standard reporting requirements and service level agreements.• Handling unusual activity reports originating from various sections of the bank, aswell as other HSBC entities, including other business lines and functions.• Reviewing escalated cases from transaction monitoring systems and cross-borderreferrals, as well as cases escalated from Fraud Operations.• Writing high-quality investigative narratives (Investigation Reports) and thoroughlyrecording case histories, including supporting findings, in an approved casemanagement system.• Providing recommendations during or at the conclusion of each investigation,which may include referrals to the MLRO on whether to file a Suspicious ActivityReport (SAR) or not.• Escalating investigations to relevant teams, such as Sanctions and MajorInvestigations, for further review and coordination as necessary.• Interacting with relevant stakeholders, including Complex and Major Investigationsand the Customer Selection Exit Management (CSEM) Secretariat, to managefinancial crime risks.• Assessing the quality of Know Your Customer (KYC) information and processes aspart of investigations and referring actions and any issues to the appropriatefunction.• Providing information on completed investigations to Senior Management andother internal stakeholders for risk management purposes where appropriate.• Utilizing advanced systems such as BMM, UCM, RDC, Investigator tool , GPS,Me2Me, SCION, CAMP, SAR tools, and conducting both internal (World Checksearches) and external searches as part of the investigation process Show less

  • DRA Investigator / Assistant Manager - UK Compliance - GCB level 07

    Aug 2022 - Dec 2024

  • AML Investigator | Offshore SME - Investigative Reporting UK

    Dec 2021 - Aug 2023

  • AML Analyst - TRANSACTION MONITORING

    Apr 2021 - Jan 2022
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  Dubai Islamic Bank

  Dec 2024 - now

  High Risk EDD Compliance Specialist - Business Banking

  Lead the remediation process for customer profiles, ensuring all documentation is accurate, complete, and up-to-date, with a focus on high-risk clients.Conduct comprehensive risk assessments and enhanced due diligence to evaluate client risk levels and ensure compliance with regulatory standards.Collaborate closely with cross-functional teams such as Compliance, Legal, and Risk to streamline KYC/EDD workflows and ensure alignment in risk management efforts.Communicate directly with clients to gather required documentation, clarify remediation needs, and ensure transparency throughout the process.Continuously review and improve existing KYC/EDD processes to enhance efficiency while maintaining full compliance with applicable regulations. Show less