Yogeswaran Moorthy

Experience

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  HDFC Bank

  Jun 2015 - Jul 2017

  Assistant Manager

  Accountable for the day to day smooth and error-free functioning of the functions / duties associated with Branch Operations, Customer Service, Branch Administration, risk management and Audit / Compliance & Control framework for the Branch.Fortnight Review of large Cash Transactions, AML, Monitoring Suspense Accounts and Dormant accounts.Review and authorizing account opening documents for new and existing customers.Perform background verification on individuals and entities using monitoring and screening systems.Performing periodic checks on customer profiles.Writing relevant memos and reports representing accurate information and documentation. Show less

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  Shinhan Bank

  Mar 2018 - Oct 2019

  Assistant Manager

  Conduct thorough customer due diligence to ensure compliance with KYC regulations.Verify and analyze onboarding customer documentation to establish identity and assess risk level.Collaborate with internal teams to streamline onboarding processes and improve efficiency.Perform reputational checks on profile, including politically exposed persons screening and adverse and sanction checks.Managed a portfolio of high-risk clients, conducting ongoing monitoring and updating documentation as needed. Show less

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  Wipro Digital Operations and Platforms

  Nov 2019 - Jun 2022

  Anti-Money Laundering Analyst

  Conduct thorough investigations on potentially suspicious financial activities, utilizing various data sources to identify potential money laundering risks.Performing the assessment and quality control in accordance with the SOP procedure & country addendum.Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, KYC, customer/ transaction monitoring.Screening and Remediation; End to End support of Onboarding and Periodic review for corporate client(s) and individual(s) using monitoring system.Carry out complex research/investigations in order to confirm whether the potential matches on the watch list are actual matches according to laid down guidelines.Create a report and escalate cases on unusual activities.Maintaining up-to-date knowledge of A ML and KYC requirements. Show less

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  Standard Chartered Bank

  Jun 2022 - now

  Transaction Monitoring Specialist

  Conduct thorough investigations and analyse complex financial transactions to identify potential money laundering activities, ensuring compliance with regulatory requirements.Develop and implement enhanced due diligence procedures to mitigate risks and enhance the effectiveness of the anti-money laundering program.Collaborate with cross-functional teams to provide subject-matter expertise on financial crime trends and regulatory developments, supporting the development of training programs for staff.Create manual cases based on the consolidated alerts.Case support for the SAR Filing investigation.Escalate potential risk activities for continuous monitoring scenarios.Back-up for Team Lead.Utilize advanced software tools and technologies to monitor and detect suspicious activities, producing detailed reports and recommendations for management review. Show less