Shivangi Jaiswal

Experience

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  Genpact

  Aug 2015 - May 2016

  Process Developer

  Being a part of KYC team,reviewing end to end client profile,performing KYC on a different entity types,and also a part of client outreach team by supporting them by providing the pending requirement which to be collected by client.

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  Deutsche Bank

  Jun 2016 - Dec 2016

  Senior Associate

  Being a part of Client Adoption Group (CAG) team,will need to verify the KYC documentation before account opening for New-York region.Perform KYC for various products like fixed income,equities,otc derivatives.Perform screening on RDC,PCR & Google search.

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  Goldman Sachs

  Jan 2017 - Feb 2018

  Operational Analyst

  Being a part of liquidity and Collateral operations team.Outreaching Reg Eligible clients for amendment on existing Collateral Agreements to comply with Margin Rules Regulation.On board at least 16K Clients on Regulatory Collateral Platform for Margin Rules Phase 1.5 along with Segregation treatment for 4K clients trading 1940 Act Fund.

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  Genpact

  Mar 2018 - Feb 2019

  Senior Associate

  Work on KYC Due Diligence profiles on different types of client types ( Banks , Trusts, Funds , Investment Advisors and Corporation )Ensure Quality Assurance of KYC Profiles.Identification and verifications of intermediate and ultimate owners through validation of documents provided by the business.Supplying detailed, regular documentation in relation to KYC & Onboarding queries including documentation requirements to minimize error and ensure effective client periodic review process with AML policies (EDD,CDD,SDD). Show less

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  Deutsche Bank

  Mar 2019 - now

  Senior Analyst

  Reviews documentation for new customer accounts.Review client and sourcing required document using appropriate research tools and external data sources such as registries , regulator's website ( ASIC, FINRA & SEC )