Deep Enrich
Janice Farrell
Assistant Vice President | Staff Auditor
271 followers
New York City Metropolitan Area
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About me
Finance Associate for the Borough of Garwood, New Jersey
Education
Pace University - Lubin School of Business
1985 - 1989Bachelors Finance, General
Experience
PaineWebber
Jan 1989 - Jan 1991Assistant Vice President | Staff Auditor
PaineWebber | Correspondent Services Corporation
Jan 1991 - Jan 1993Assistant Vice President | Financial Analyst
Thomson Institutional Services Inc.
Jan 1993 - Jan 1995Assistant Vice President | Account ManagerPaineWebber | Correspondent Services Corporation
Jan 1995 - Jan 1996Assistant Vice President | Senior Financial Analyst
BNY Mellon | Pershing
Jan 1996 - Jan 2001Assistant Vice President | Account ManagerEffectively managed relationships for ten large broker dealers and grew incremental revenues consistently year after year. I maintained high client satisfaction results as reflected in annual client surveys.
Second Street Securities Inc.
Mar 2003 - Mar 2004Account ManagerI supported complex institutional clients aligning products and services to streamline efficiencies in trading. In addition, I performed profitability analysis on vendor and client relationships to evaluate economics, identify trends and ensure contractual obligations.
Licenses & Certifications
Securities Industry Essentials (SIE)
FINRAJan 2020General Securities Representative
FINRAJan 1997Uniform Securities State Law Examination
FINRAJan 1997
Volunteer Experience
Presidents Circle Committee - Relationship Manager
Issued by Financial Women's Association on Jan 2021Associated with Janice FarrellBereavement Ministry, Food Pantry Liason
Issued by Immaculate Heart of Mary Church on Feb 2011Associated with Janice FarrellTroop Leader
Issued by Girl Scouts Heart of New Jersey on Sept 2007Associated with Janice Farrell
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