
CS Neha Jain
Database Analyst

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About me
CS/LLB/ICSA-UK Investment Banker/Due Diligence/Valuations/IPO/Corporate Restructuring/Debt Private Placement/Debt IPOs
Education

The Chartered Governance Institute UK & Ireland
2018 - 2020Chartered secretary compliances
Gujarat University
2011 - 2014Bachelor’s Degree Commerce
The Institute of Company Secretaries of India
2012 - 2014Company Secretary Company Law and Practices
Gujarat University
2014 - 2017LLB - Bachelor of Laws (Legum Baccalaureus) Law
The Chartered Governance Institute UK & Ireland
-Chartered Secretary Banking, Corporate, Finance, and Securities Law
Experience

SNL Financial
Aug 2014 - Mar 2015Database Analyst
K J SHAH & CO
Mar 2015 - Mar 2016Management Trainee
Tipsons Group
May 2016 - Apr 2024Joined Ahmedabad based Tipsons Group since May, 2016, being a SEBI registered financial services conglomerate having its presence in Merchant Banking, Investment Banking, Equity & Commodity Broking & Wealth Management. Presently working as Compliance Officer in Tipsons Consultancy Services Pvt. Ltd. in the Merchant Banking Division of the Company and looking after various merchant banking assignments of Equity and Debt market like, Private Placement Issue management of bonds, Valuation of Shares and other Corporate Secretarial and Legal matters of entire Tipsons Group of Companies comprising of around 25 companies and reporting to the Board of Directors. Show less
Compliance Officer
May 2016 - Apr 2024Assistant Vice President
May 2016 - Apr 2024

Lighthouse Canton
Apr 2024 - nowVice President
Licenses & Certifications
.webp)
Series IX-Merchant Banking Certification Exam
National Institute of Securities Markets (NISM)Aug 2023.webp)
NISM Certifications on AIFs Fundamentals
National Institute of Securities Markets (NISM)Aug 2025.webp)
Series IIII A Securities Intermediaries Compliance (Non Fund) Certification.
National Institute of Securities Markets (NISM)Mar 2023
Languages
- enEnglish
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