CS Neha Jain

CS Neha Jain

Database Analyst

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location of CS Neha Jainجوجارات أحمد أباد الهند

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  • Timeline

  • About me

    CS/LLB/ICSA-UK Investment Banker/Due Diligence/Valuations/IPO/Corporate Restructuring/Debt Private Placement/Debt IPOs

  • Education

    • The Chartered Governance Institute UK & Ireland

      2018 - 2020
      Chartered secretary compliances
    • Gujarat University

      2011 - 2014
      Bachelor’s Degree Commerce
    • The Institute of Company Secretaries of India

      2012 - 2014
      Company Secretary Company Law and Practices
    • Gujarat University

      2014 - 2017
      LLB - Bachelor of Laws (Legum Baccalaureus) Law
    • The Chartered Governance Institute UK & Ireland

      -
      Chartered Secretary Banking, Corporate, Finance, and Securities Law
  • Experience

    • SNL Financial

      Aug 2014 - Mar 2015
      Database Analyst
    • K J SHAH & CO

      Mar 2015 - Mar 2016
      Management Trainee
    • Tipsons Group

      May 2016 - Apr 2024

      Joined Ahmedabad based Tipsons Group since May, 2016, being a SEBI registered financial services conglomerate having its presence in Merchant Banking, Investment Banking, Equity & Commodity Broking & Wealth Management. Presently working as Compliance Officer in Tipsons Consultancy Services Pvt. Ltd. in the Merchant Banking Division of the Company and looking after various merchant banking assignments of Equity and Debt market like, Private Placement Issue management of bonds, Valuation of Shares and other Corporate Secretarial and Legal matters of entire Tipsons Group of Companies comprising of around 25 companies and reporting to the Board of Directors. Show less

      • Compliance Officer

        May 2016 - Apr 2024
      • Assistant Vice President

        May 2016 - Apr 2024
    • Lighthouse Canton

      Apr 2024 - now
      Vice President
  • Licenses & Certifications

    • Series IX-Merchant Banking Certification Exam

      National Institute of Securities Markets (NISM)
      Aug 2023
    • NISM Certifications on AIFs Fundamentals

      National Institute of Securities Markets (NISM)
      Aug 2025
    • Series IIII A Securities Intermediaries Compliance (Non Fund) Certification.

      National Institute of Securities Markets (NISM)
      Mar 2023