Jason L.

Experience

• 

  National Australia Bank

  Jan 2005 - Jul 2012

  Implemented and executed policies developed by Group Compliance, developed solutions and managed the resolution of product compliance risk events in Personal Bank.Expanded skill set to include Regulatory Change and Compliance Advisory. Contracts lawyer who drafted and negotiated financial markets contracts with global banks and corporate and institutional customers. These contracts allowed for parties to enter into derivative trades with each other. Front-line business banker jointly responsible for the overall management of a business banking portfolio of clients. Typical aggregated business lending range was $750k - $5m.

  • Manager, Compliance Breach & Incidents

    Jan 2010 - Jul 2012

  • Legal Counsel - Treasury Documentation

    Aug 2007 - Jan 2010

  • Business Banker

    Jan 2005 - Aug 2007
• 

  IAG

  Aug 2012 - Nov 2015

  Created business level assurance strategy for the Claims Services function and managed assurance activities to ensure adherence to operational frameworks. Drove identification, reporting and implementation of controls across Claims Services. Developed management risk reporting for the EGM and undertook a review which improved the business attestation process. Member of the Operations Leadership Team and people leader of people leaders managing 11 team members across two layers within overall cost centre. Show less

  • Assurance and Frameworks Manager

    Dec 2014 - Nov 2015

  • Regional Compliance Manager

    Aug 2012 - Dec 2014
• 

  Australian Military Bank Ltd

  Jun 2016 - Jul 2018

  Compliance Manager

  Led and owned the end-to-end Compliance framework within a mutual retail bank.

• 

  Allianz

  Aug 2018 - Jul 2019

  Senior Risk & Compliance Manager

  Led the risk and compliance management framework for the Financial Institutions business (FI).

• 

  ClearView Wealth Limited

  Jul 2019 - Jan 2020

  Senior Compliance Manager

  Supported the Compliance Framework rebuild and partnered with the Life Insurance Business.

• 

  Bank of Queensland

  Mar 2020 - Jul 2022

  Secondment to support Virgin Money (VMA) and the VMA Digital Bank Project. Partnered with the BOQ Business Bank Division (BOQB) and VMA. Also supported the overall BOQ Group as the specialist for Conduct Risk.

  • Senior Risk & Compliance Manager

    Apr 2021 - Jul 2022

  • Compliance Manager

    Mar 2020 - Apr 2021
• 

  Macquarie Group

  Jan 2023 - Jul 2024

  Parental leave cover to provide Compliance Advisory support to Car Loans and Transaction & Savings Accounts portfolios. Parental leave cover to provide Compliance Advisory support to Home Loans, Car Loans and Business Bank Lending product portfolios. People leader managing three direct reports.

  • Banking Compliance Senior Manager

    Aug 2023 - Jul 2024

  • Banking Compliance Senior Manager

    Jan 2023 - Aug 2023